David M. Weiss
Professional summary
David Marc Weiss is a registered financial professional currently at ODEON CAPITAL GROUP LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1971. David has worked at 17 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Marc Weiss's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2025 - Present
ODEON CAPITAL GROUP LLC
Office #1: 750 Lexington Avenue, New York, NY 10022May 11, 2015 - August 21, 2025
R.W.PRESSPRICH & CO.
August 27, 2012 - December 8, 2014
B. RILEY WEALTH MANAGEMENT
April 1, 2008 - August 13, 2012
SAMCO CAPITAL MARKETS, INC.
January 19, 2005 - April 7, 2008
RBC CAPITAL MARKETS, LLC
January 6, 2003 - January 18, 2005
MORGAN JOSEPH TRIARTISAN LLC
January 2, 2002 - January 2, 2003
LIBRA SECURITIES, LLC
June 29, 2001 - December 31, 2001
U.S. BANCORP INVESTMENTS, INC.
April 7, 1999 - February 16, 2001
PNC CAPITAL MARKETS LLC
August 13, 1991 - March 31, 1999
BANC ONE CAPITAL MARKETS, INC.
July 9, 1990 - November 13, 1990
BANC ONE CAPITAL MARKETS, INC.
March 15, 1989 - May 8, 1990
JEFFERIES LLC
June 20, 1979 - March 30, 1989
L. F. ROTHSCHILD & CO. INCORPORATED
March 10, 1978 - July 14, 1979
PERSHING LLC
February 24, 1978 - March 10, 1978
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
March 16, 1976 - February 24, 1978
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
April 29, 1974 - July 14, 1974
SALOMON BROTHERS INC.
May 21, 1971 - January 12, 1974
BACHE & CO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/3/2025)
(11/3/2025)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 5/17/1971
Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
ODEON CAPITAL GROUP LLC
CRD#: 148493 / SEC#: , 8-68033
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWARTZBERG, EVAN | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 4577412 |
| VAN ALSTYNE, MATHEW HADLOCK | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 5616065 |
| DORFMAN, AARON PAUL | FINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 6158487 |
| TOLLA, CHRISTOPHER J | CHIEF COMPLIANCE OFFICER/CHIEF INFORMATION OFFICER | 5516420 |
| WOLF, THOMAS MICHAEL | SVP/ROSFP | 4509850 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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