IC
Inhee Carter
CETERA INVESTMENT ADVISERS LLC
WHITTIER, CA 90605
Some features on this profile are disabled
CRD#: 4618364
IC
Professional summary
Inhee Carter, who also goes by Annie Yoo, Inhee Yoo, Sinhee Yoo, Inhee Yoo-carter, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Whittier, California and CETERA WEALTH SERVICES, LLC located in Mission Viejo, California.
Inhee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Inhee has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Annie Yoo | Inhee Yoo | Sinhee Yoo | Inhee Yoo-Carter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Family Financial & Insurance Group~27112 Via Noveno~Mission Viejo~CA~92691~Insurance Agent~Independent Contractor~3/8/2006~50hrs~40hrs~Manage clients, provide proposals, offer assistance and guidance for insurance. I am an independent broker helping individuals and groups with their health, dental, and disability insurance. 2) Health Insurance - Humana~27112 via noveno~Mission Viejo~CA~92691~Insurance Agent~Independent Contractor~4/4/2010~1hrs~0hrs~health insurance/medicare insurance/ prescription drug coverage for individuals 3) Health Insurance - United Health Care~27112 via noveno~Mission Viejo~CA~92691~Insurance Agent~Independent Contractor~5/1/2007~1hrs~0hrs~health insurance/medicare insurance/ prescription drug coverage for individuals 4) Health Insurance - Aetna~27112 via noveno~Mission Viejo~CA~92691~Insurance Agent~Independent Contractor~5/1/2007~1hrs~0hrs~health insurance/medicare insurance for individuals 5) Health Insurance - SCAN~27112 via noveno~Mission Viejo~CA~92691~Insurance Agent~Independent Contractor~4/4/2009~1hrs~0hrs~medicare insurance for individuals 6) Health Insurance - Blue Shield~27112 via noveno~Mission Viejo~CA~92691~Insurance Agent~Independent Contractor~3/17/2007~2hrs~1hrs~health insurance for individuals and small groups 7) Health Insurance - healthnet~27112 via noveno~Mission Viejo~CA~92691~Insurance Agent~Independent Contractor~3/17/2007~1hrs~0hrs~health insurance/medicare insurance/ prescription drug coverage for individuals 8) Health Insurance - Blue Cross/Anthem~27112 via noveno~Missio Viejo~CA~92691~Insurance Agent~Independent Contractor~3/17/2007~1hrs~0hrs~health insurance/medicare insurance for individuals 9) Health Insurance - ME Andrews & Associates Insurance Agency~27112 via noveno~mission viejo~CA~92691~Other~Independent Contractor~11/1/2019~1hrs~0hrs~refer clients seeking health insurance to agency 10) CA DENTAL NETWORK POSITION: Broker / Agent NATURE: Sales of dental insurance to individuals. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 27112 Via Noveno, Mission Viejo CA 92691, DESCRIPTION: Sales of dental insurance to individuals: quote, assist with applications, explain benefits. 11) PRESCRIPTION DRUG COVERAGE - SILVERSCRIPT POSITION: Insurance Sales Agent NATURE: Insurance Agent INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2007 ADDRESS: 27112 via noveno, Mission Viejo CA 92691, United States DESCRIPTION: prescription drug coverage for individuals 12) CIGNA INSURANCE POSITION: medicare broker NATURE: Medicare Insurance Broker - sell medicare insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 10/15/2023 ADDRESS: 27112 Via Noveno, Mission Viejo CA 92691, United States DESCRIPTION: Sell medicare insurance. customer care. 13) MEDICARE INSURANCE - UCLA MAPD POSITION: Broker NATURE: UCLA Medicare Advantage Plan Insurance Broker INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 09/18/2024 ADDRESS: 27112 Via Noveno, Mission Viejo CA 92691, United States DESCRIPTION: Insurance broker for medicare advantage plans. Search and sell appropriate insurance plan for medicare eligible clients who seek help.
CRS (Client Relationship Summary) - RIA
Click below to view Inhee Carter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 14724 E. Whittier Blvd. #200, Whittier, CA 90605RIA
CRD#: 105644
WHITTIER, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
MISSION VIEJO, CA
Past
September 4, 2008 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
MISSION VIEJO, CA
Past
April 4, 2006 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
MISSION VIEJO, CA
Past
March 29, 2004 - March 30, 2006
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
May 23, 2003 - December 31, 2003
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
February 28, 2003 - April 11, 2003
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
IAR
California(9/5/2025)
RR
Idaho(9/5/2025)
RR
Nevada(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Utah(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
