Stephen A. Conte

ALLSTATE FINANCIAL ADVISORS

Huntington, NY 11743-3468

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CRD#: 4617318

Professional summary

Stephen Andrew Conte, who also goes by Steve Conte, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Huntington, New York and ALLSTATE FINANCIAL SERVICES, LLC located in Huntington, New York.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Stephen has worked at 10 firms and has passed the Series 65, Series 66, SIE, Series 3, Series 31, Series 7 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Conte

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Andrew Conte's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2017 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 384 New York Ave, Huntington, NY 11743-3468

RIA

CRD#: 109524

Huntington, NY

Current

March 31, 2016 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 384 New York Ave, Huntington, NY 11743-3468

CRD#: 18272

Huntington, NY

Past

March 1, 2011 - February 29, 2016

VISION INVESTMENT ADVISORS, LLC

RIA

CRD#: 109621

HUNTINGTON, NY

Past

January 3, 2011 - February 29, 2016

VISION BROKERAGE SERVICES, LLC

CRD#: 47927

STAMFORD, CT

Past

June 12, 2009 - December 10, 2009

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

May 15, 2009 - July 31, 2009

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

ROCKVILLE CENTRE, NY

Past

June 15, 2006 - April 9, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FOREST HILLS, NY

Past

June 5, 2006 - April 9, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FOREST HILLS, NY

Past

May 24, 2005 - June 9, 2006

BNY INVESTMENT CENTER INC.

CRD#: 47683

NEW YORK, NY

Past

February 24, 2003 - May 10, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 2, 2003 - February 12, 2003

PARK SOUTH SECURITIES, LLC

CRD#: 103520

ISELIN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/1/2016)

IAR

New York
(6/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/14/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/21/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/17/2010

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 2/2/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/22/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 12/23/2013

NFA Branch Manager Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen A. Conte

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Andrew Conte's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

VISION INVESTMENT ADVISORS, LLC

VISION BROKERAGE SERVICES, LLC

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BNY INVESTMENT CENTER INC.

UBS FINANCIAL SERVICES INC.

PARK SOUTH SECURITIES, LLC

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/14/2006

Series 66

Date: 3/21/2003

SIE

Date: 10/1/2018

Series 3

Date: 11/17/2010

Series 31

Date: 2/2/2004

Series 7

Date: 12/22/2002

Series 30

Date: 12/23/2013

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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