Sakae Takushima
Professional summary
Sakae Takushima is a registered financial professional currently at MONITOR CAPITAL LLC located in Reseda, California.
Sakae is registered as a RR (Registered Representative) and started their career in finance in 2003. Sakae has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sakae Takushima's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 9, 2008 - Present
MONITOR CAPITAL LLC
July 20, 2020 - October 4, 2021
MONITOR CAPITAL LLC
November 2, 2005 - April 23, 2008
MONITOR CAPITAL INC.
April 3, 2003 - August 24, 2005
INDIAN HARBOR, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/22/2008)
(8/22/2008)
(4/9/2008)
(8/22/2008)
(8/22/2008)
(8/22/2008)
(8/22/2008)
(9/11/2008)
(8/22/2008)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
MONITOR CAPITAL LLC
CRD#: 146087 / SEC#: , 8-67782
Contact information
FINRA licenses (9 States and Territories)
Red Flags
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