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Find, Compare and Monitor Financial Advisors at MONITOR CAPITAL LLC

CRD#: 146087
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

MONITOR CAPITAL LLC is located at 7322 Claire Avenue, Carmel, NY 10512 and was first established at Los Angeles, California in 03/05/2024. After operating for 1 years, MONITOR CAPITAL LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MONITOR CAPITAL LLC’s clients are individuals and 0% of their clients are high net worth individuals. MONITOR CAPITAL LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MONITOR CAPITAL LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MONITOR CAPITAL LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MONITOR CAPITAL LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for MONITOR CAPITAL LLC Comes From

Understanding the Statistics for MONITOR CAPITAL LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
7322 Claire Avenue, Carmel, NY 10512
Mailing Address
7322 Claire Avenue, Reseda, CA 91335
Firm Size
Small
Phone Number
(917) 450-6773
Established
California since 03/05/2024
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Latest Form ADV

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
TAKUSHIMA, SAKAECHIEF COMPLIANCE OFFICER/CEO4617001
FOX, VALERIE WITOSHKINFINOP/CHIEF FINANCIAL OFFICER/CHIEF OPERATIONS OFFICER6695210

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at MONITOR CAPITAL LLC

VF

Valerie Witoshkin Fox

Valerie W Fox, Valerie Fox, Valerie Witoshkin
RR
CRD#: 6695210
Location:
Reseda, CA
Company:
MONITOR CAPITAL LLC
Disclosures:
Experience:
9 years
View Profile
DS

Debra Rose Sparks

RR
CRD#: 5290472
Location:
Reseda, CA
Company:
MONITOR CAPITAL LLC
Disclosures:
Experience:
18 years
View Profile
MS

Miyuki Watanabe Sattler

Miyuki Watanabe
RR
CRD#: 5852181
Location:
Reseda, CA
Company:
MONITOR CAPITAL LLC
Disclosures:
Experience:
13 years
View Profile
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