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PT

Paul W. Taylor

CONCORDE INVESTMENT SERVICES
Ann Arbor, MI 48108
Some features on this profile are disabled
CRD#: 4616540
PT

Professional summary

Paul W Taylor, who also goes by Paul W Taylor, Paul William Taylor, is a registered financial professional currently at CONCORDE INVESTMENT SERVICES, LLC located in Ann Arbor, Michigan.

Paul is registered as a RR (Registered Representative) and started their career in finance in 2002. Paul has worked at 7 firms and has passed the Series 63, Series 66, Series 22TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Paul W Taylor | Paul William Taylor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul W Taylor's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 14, 2026 - Present

CONCORDE INVESTMENT SERVICES, LLC

Office #1: 3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
BD
CRD#: 151604
Ann Arbor, MI
Past

October 3, 2024 - November 7, 2024

MODERN PRIVATE EQUITY PARTNERS, LLC

BD
CRD#: 326206
Spencer, TN
Past

July 14, 2005 - March 13, 2006

OAK STREET SECURITIES, INC.

BD
CRD#: 133591
FOREST LAKE, MN
Past

September 29, 2004 - July 21, 2005

BURCH & COMPANY, INC

BD
CRD#: 102280
KANSAS CITY, MO
Past

April 21, 2004 - September 27, 2004

UNITED SECURITIES ALLIANCE, INC.

RIA
CRD#: 36487
MPLS, MN
Past

April 21, 2004 - September 27, 2004

UNITED SECURITIES ALLIANCE, INC.

BD
CRD#: 36487
GREENWOOD VILLAGE, CO
Past

April 23, 2003 - April 16, 2004

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BD
CRD#: 13609
CEDAR RAPIDS, IA
Past

December 16, 2002 - March 31, 2003

SIGMA FINANCIAL CORPORATION

BD
CRD#: 14303
ANN ARBOR, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Puerto Rico
(1/14/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/20/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 1/6/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 10/3/2024
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/23/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/13/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/24/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CONCORDE INVESTMENT SERVICES, LLC
CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604 / SEC#: , 8-68388

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Phone number
(248) 824-6710
Established
Michigan since 07/10/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CONCORDE HOLDINGS INC.OWNER / MANAGING MEMBER
ARNOLD, AMY PERRYMANCHIEF DUE DILIGENCE OFFICER3037672
DELONGCHAMP, DANIELLE LEIGHPRESIDENT AND CHIEF EXECUTIVE OFFICER4901901
GAKENHEIMER, JOHN HERBERTREGISTERED OPTIONS PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL810171
HOFER, KATHLEEN ANNFINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1087639
LOBERG, NICHOLASDIRECTOR OF BROKERAGE OPERATIONS6778518
MCMURRY, KEITHCHIEF OPERATIONS OFFICER5647966
STACEY, JENNIFER LEIGHCHIEF COMPLIANCE OFFICER2536581
WOOLSON, NICOLE RENEEDIRECTOR OF COMPLIANCE3143232

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604Ann Arbor, MI 48108

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