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Matthew Evan Rewse Prinn

CP INVESTMENTS
LOS ANGELES, CA
·CRD# 4615152·23 years experience

Professional Summary

Matthew Evan Rewse Prinn is a registered financial advisor currently at CP INVESTMENTS, LLC located in Los Angeles, California. Matthew is registered as a RR (Registered Representative) and started their career in finance in 2003. Matthew has worked at 3 firms and has passed the Series 79TO, Series 99TO, SIE, Series 7 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

CP INVESTMENTS, LLC·CRD# 24029
BD
1. 2000 Avenue Of The Stars 11th Floor, Los Angeles, CA 90067-47002. 2000 Avenue Of The Stars 11th Floor, Los Angeles, CA 90067-4700
April 23, 2004 - Present
BLACK CANYON SECURITIES LLC·CRD# 138140
BD
Los Angeles, CA
April 6, 2006 - July 16, 2012
INSIGHT ADVISORS, LLC·CRD# 109909
BD
Santa Monica, CA
June 12, 2003 - November 21, 2003

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Current Firm

CI
CP INVESTMENTS, LLC

CANYON PARTNERS INCORPORATED | RATHGAR SECURITIES INC. | CP INVESTMENTS, LLC | CP INVESTMENTS INCORPORATED | COLDWATER SECURITIES INCORPORATED

CRD#: 24029 / SEC#: 8-40862
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

2000 Avenue Of The Stars 11th Floor, Los Angeles, CA 90067-4700

Mailing Address

2000 Avenue Of The Stars 11th Floor, Los Angeles, CA 90067-4700

Phone Number

(310) 272-1000

Established

California since 01/30/1989

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CANYON PARTNERS LLC100% SHAREHOLDER, CP INVESTMENTS LLC—
ANDERSON, DOUGLAS ANTHONYDESIGNATED PRINCIPAL5079532
PRINN, MATTHEW EVAN REWSECFO AND FINOP4615152
YOUNG, DAVIDCHIEF COMPLIANCE OFFICER4829841

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2003About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 2003About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Matthew Evan Rewse Prinn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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