Daniel R. Rozansky

ROBERTSON STEPHENS

Menlo Park, CA 94025

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CRD#: 4614479

Professional summary

Daniel Robert Rozansky is a registered financial advisor currently at ROBERTSON STEPHENS located in Menlo Park, California and ROBERTSON STEPHENS CAPITAL MARKETS, LLC located in Menlo Park, California.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Daniel has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Life Insurance, Not Investment-Related, 433 Derby Avenue, San Mateo, CA 94403 (Home), independent life insurance agent licensed in CA, no title, since 2004, 2 hours/mo, 0 trading hrs/mo, selling and administering life insurance policies. 2) PENINSULA JCC (NON PROFIT), YES INVESTMENT-RELATED, 800 FOSTER CITY BLVD, FOSTER CITY, CA 94404, THIS IS AN UNPAID/NVESTMENT RELATED POSITION AS A MEMBER OF ENDOWMENT INVESTMENT COMMITTEE FOR A COMMUNITY POOL AND FITNESS CENTER, NO TITLE, START DATE 2010, APPROXIMATELY SPENDS ONE HOUR PER MONTH, ZERO DURING MARKET HOURS, DUTIES: DISCUSS CURRENT ALLOCATION OF ASSETS AND PARTICIPATE IN INVESTMENT COMMITTEE MEETINGS. 3) 09/2019 ROBERTSON STEPHENS CAPITAL MARKETS, REGISTERED REPRESENTATIVE; BD FIRM; SAN FRANCISCO CA; INVESTMENT RELATED 4) 01/2018 ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC, INVESTMENT ADVISER REPRESENTATIVE; IA FIRM; SAN FRANCISCO CA; INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Rozansky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2018 - Present

ROBERTSON STEPHENS

Office #1: 1550 El Camino Real Suite 100, Menlo Park, CA 94025

RIA

CRD#: 289977

Menlo Park, CA

Current

September 23, 2019 - Present

ROBERTSON STEPHENS CAPITAL MARKETS, LLC

Office #1: 1550 El Camino Real Suite 250, Menlo Park, CA 94025

CRD#: 290635

Menlo Park, CA

Past

April 7, 2014 - January 12, 2018

ROBERTSON STEPHENS ADVISORS

RIA

CRD#: 166736

SAN FRANCISCO, CA

Past

April 7, 2014 - October 17, 2017

ROBERTSON STEPHENS SECURITIES

CRD#: 167704

SAN FRANCISCO, CA

Past

January 3, 2011 - April 8, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PALO ALTO, CA

Past

January 3, 2011 - April 8, 2014

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PALO ALTO, CA

Past

July 25, 2003 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

PALO ALTO, CA

Past

April 11, 2003 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBERTSON STEPHENS

ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

CRD#: 289977 / SEC#: 801-111814

RIA

Registered Investment Advisory firm - (10/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(6/22/2018)

California
(9/23/2019)

IAR

Texas
(6/22/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/24/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/17/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/9/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ROBERTSON STEPHENS

ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

CRD#: 289977 / SEC#: 801-111814

RIA

Registered Investment Advisory firm - (10/11/2017 Approved)

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Contact information

Main Address

455 Market Street Ste. 1450, San Francisco, CA 94105-2442

Mailing Address

Phone number

(415) 500-6810

Established

Firm type

Fiscal year end

# of Employees

113

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROBERTSON STEPHENS ADV PART 2A BROCHURE (6/30/2025)

Regulatory assets under management

Total Number of Accounts	7,419
AUM (Assets Under Management)	$ 7,139,384,497

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel R. Rozansky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Rozansky's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERTSON STEPHENS CAPITAL MARKETS, LLC

ROBERTSON STEPHENS ADVISORS

ROBERTSON STEPHENS SECURITIES

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

ROBERTSON STEPHENS

State Registrations and Notice Filings

Exams

Series 66

Date: 7/24/2003

SIE

Date: 10/17/2017

Series 7

Date: 4/9/2003

FINRA

Current Firm

ROBERTSON STEPHENS

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROBERTSON STEPHENS

TRUST BUT VERIFY

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