Mark D. Sauceda
Professional summary
Mark David Sauceda, CFP®, who also goes by Mark David Sauceda, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Fair Lawn, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Paramus, New Jersey.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Mark has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark David Sauceda's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2017
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 396 North Route 17, Paramus, NJ 07652-2907February 21, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 396 North Route 17, Paramus, NJ 07652February 23, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 30, 2019 - September 9, 2022
VANGUARD ADVISERS, INC.
October 29, 2019 - September 9, 2022
VANGUARD MARKETING CORPORATION
August 2, 2012 - September 16, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 20, 2011 - September 16, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
July 21, 2010 - November 12, 2010
TD AMERITRADE, INC.
July 21, 2010 - November 12, 2010
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 21, 2010 - November 12, 2010
TD AMERITRADE, INC.
April 6, 2005 - July 7, 2010
STRATEGIC ADVISERS LLC
April 6, 2005 - July 6, 2010
FIDELITY BROKERAGE SERVICES LLC
October 25, 2004 - December 14, 2004
CHASE INVESTMENT SERVICES CORP.
October 25, 2004 - December 14, 2004
CHASE INVESTMENT SERVICES CORP.
January 29, 2004 - September 8, 2004
MORGAN STANLEY DW INC.
November 21, 2003 - September 8, 2004
MORGAN STANLEY DW INC.
January 29, 2003 - June 2, 2003
EDWARD JONES
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/21/2023)
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(8/13/2025)
(2/21/2023)
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(5/19/2023)
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(10/27/2025)
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(3/31/2025)
(2/21/2023)
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(3/31/2025)
(2/21/2023)
(5/19/2023)
(2/21/2023)
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(2/21/2023)
(3/31/2025)
(8/13/2025)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
