VT
Vernon A. Tappana
STATE FARM INVESTMENT MANAGEMENT
Bentonville, AR
Some features on this profile are disabled
CRD#: 4611849
VT
Professional summary
Vernon Almond Tappana III, ChFC®, who also goes by Vernon Almond Tappana, Vernon Almond Tappana III, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Bentonville, Arkansas and STATE FARM VP MANAGEMENT CORP. located in Bloomington, Illinois.
Vernon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Vernon has worked at 2 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vernon Almond Tappana | Vernon Almond Tappana Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) D&T rentals LLC, Investment-related, 10769 Hwy 72 W Bentonville AR 72712 - personal rental properties purchased individually and then placed in the LLC. It has not been set up and no properties have been purchased at this time, partner, 08/15/2018, 50%,5hr/mo. 0hr/mo. 2) Fuel Worx LLC; Investment related, production of gas cans I do not know all of them, the main owner of general shares is Timothy Hooper, 45%; Sarah Wilson Strober 25%; Dean Eisma 35%. No relationship, Partner, 04-13-2019.2702 SE Otis Corley Dr., Suite 8 Bentonville Arkansas 72712, 0hr/Mo 3) Furry Land Mobile Pet Grooming; non-investment-related; 10768 Hwy 72W Bentonville AR 72712; Public Service; owner; none; 06/17/2022; 4; 0; Mobile pet grooming franchise. This is an absentee business model. We provide the financing, and the business is run by the Furry Land Home office. Our role is to review reports on a monthly basis and agree to additional funding when/if necessary. 4) Vernon Tappana - Property #1 (Personally Held Real Estate); Investment-Related; S09, T27, R05W 118.3 acres Cheney, KS 67025; Investment or Commercial Property; Owner; 09/30/2018; 0; 0; We inherited family-owned land in Cheney Kansas. We do nothing with the land with the exception of crop sharing it and it produces passive income every year.
CRS (Client Relationship Summary) - RIA
Click below to view Vernon Almond Tappana III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 10, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 3487
Bentonville, AR
Current
December 13, 2002 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: One State Farm Plaza, Bloomington, IL 61710-0001BD
CRD#: 43036
BLOOMINGTON, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(11/28/2011)
IAR
Arkansas(8/10/2018)
RR
Missouri(2/23/2013)
IAR
Missouri(8/10/2018)
RR
Oklahoma(2/23/2013)
IAR
Oklahoma(8/10/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
