KS
Kurtis J. Stroemel
REALTA INVESTMENT ADVISORS,
PHILADELPHIA, PA 19102
Some features on this profile are disabled
CRD#: 4609028
KS
Professional summary
Kurtis Jay Stroemel, who also goes by Kurt Stroemel, Kurtis J. Stroemel Cpa, is a registered financial advisor currently at REALTA INVESTMENT ADVISORS, INC located in Philadelphia, Pennsylvania and REALTA EQUITIES, INC. located in Philadelphia, Pennsylvania.
Kurtis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Kurtis has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kurt Stroemel | Kurtis J. Stroemel Cpa
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. HR&S FINANCIAL SERVICES, LLC; 1515 MARKET STREET, SUITE 1700, PHILADELPHIA, PA 19102; INVESTMENT-RELATED; INSURANCE SALES, INCLUDING GROUP INSURANCE (HEALTH, DENTAL, LIFE, LONG-TERM DISABILITY, LTC AND EAP), INDIVIDUAL LIFE, HEALTH, LTC, DISABILITY AND WORKPLACE INSURANCE; PRESIDENT RESPONSIBLE FOR OVERSEEING AND MANAGING THE BUSINESS. THE MAJORITY OF TIME (INCLUDING DURING SECURITIES HOURS) IS DEVOTED TO THIS POSITION. 2. REALTA INVESTMENT ADVISORS, INC.; WILMINGTON, DE; INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISOR REPRESENTATIVE; WWW.REALTAWEALTH.COM; COMPENSATION IN THE FOR OF FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS. 3. KURTIS J. STROEMEL, CPA, 6 HORSESHOE DRIVE, VOORHEES, NJ 08043 - NON-INVESTMENT RELATED - TAX RETURN PREPARATION. PREPARATION OF A FEW FAMILY AND FRIENDS TAX RETURNS GENERATING A MINIMUM AMOUNT OF REVENUE AND INCOME. THE ESTIMATED NUMBER OF HOURS DEVOTED IS 20 HOURS DURING THE YEAR AND 0 HOURS DURING SECURITIES TRADING HOURS. 4. HEFFLER, RADETICH & SAITTA LLP: CPA FIRM IS RELATED ENTITY OF HR&S FINANCIAL SERVICES, LLC. PARTNER/CONTROLLER. 5. HOLDS DIRECTOR POSITION ON THE FOLLOWING COMPANY BOARDS: CAMDEN COUNTY COLLEGE FOUNDATION (TREASURER), VOORHEES TWP. DEMOCRATIC CLUB (TREASURER), 6. TREASURER OF VOORHEES TOWNSHIP POLICE FOUNDATION, NON-PROFIT CHARITY, LOCATED AT 1180 White Horse Rd, Voorhees, NJ. LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS. 7. NOCITO & RAVITZ FOR VOORHEES TOWNSHIP COMMITTEE/TREASURER FOR POLITICAL CAMPAIGN/ACTIVITIES INCLUDE: DEPOSITS OF CHECKS DONATED, PAY THE BILLS, AND FILE REPORTS ON BEHALF OF CAMPAIGN. NO COMPENSATION; 1 HR OR LESS PER WEEK/NONE DURING NORMAL BUSINESS HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Kurtis Jay Stroemel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 2, 2011 - Present
REALTA INVESTMENT ADVISORS, INC
Office #1: 1515 Market Street Suite 1700, Philadelphia, PA 19102RIA
CRD#: 134952
PHILADELPHIA, PA
Current
November 17, 2009 - Present
REALTA EQUITIES, INC.
Office #1: 1515 Market Street Suite 1700, Philadelphia, PA 19102BD
CRD#: 23769
Philadelphia, PA
Past
February 25, 2009 - November 30, 2009
MANAGED ACCOUNT SERVICES, LLC
BD
CRD#: 133803
PHILADELPHIA, PA
Past
May 6, 2008 - December 16, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
RADNOR, PA
Past
May 8, 2006 - December 16, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
RADNOR, PA
Past
May 17, 2005 - December 31, 2006
PLYMOUTH ADVISORS, LLC
RIA
CRD#: 134141
PHILADELPHIA, PA
Past
January 6, 2005 - May 3, 2006
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
PHILADELPHIA, PA
Past
January 6, 2005 - May 3, 2006
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
PHILADELPHIA, PA
Past
February 12, 2004 - December 31, 2004
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
PHILADELPHIA, PA
Past
February 13, 2003 - December 31, 2004
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT
CRD#: 134952 / SEC#: 801-68000
RIA
Registered Investment Advisory firm - (6/6/2007 Approved)New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/26/2021)
RR
Delaware(1/7/2010)
RR
New Jersey(11/17/2009)
RR
Pennsylvania(11/17/2009)
IAR
Pennsylvania(8/2/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT
CRD#: 134952 / SEC#: 801-68000
RIA
Registered Investment Advisory firm - (6/6/2007 Approved)New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Mailing Address
Phone number
(888) 657-5200
Established
Firm type
Fiscal year end
# of Employees
64
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,958 |
| AUM (Assets Under Management) | $ 343,465,487 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
