Victor Fugarov
Professional summary
Victor Fugarov, who also goes by VIctor Fugarova, is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Brooklyn, New York.
Victor is registered as a RR (Registered Representative) and started their career in finance in 2003. Victor has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Victor Fugarov's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2015 - Present
VANDERBILT SECURITIES, LLC
Office #1: 1101 Avenue U 2nd Floor, Brooklyn, NY, 11223August 18, 2008 - March 12, 2015
MSI FINANCIAL SERVICES, INC.
January 22, 2008 - July 10, 2008
OPPENHEIMER & CO. INC.
October 5, 2007 - July 10, 2008
OPPENHEIMER & CO. INC.
February 16, 2007 - August 28, 2007
CHASE INVESTMENT SERVICES CORP.
May 8, 2003 - February 20, 2007
EKN FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/6/2023)
(1/15/2016)
(7/14/2023)
(6/8/2023)
(5/19/2015)
(4/1/2015)
(4/1/2015)
(7/29/2020)
(3/30/2022)
(1/27/2017)
Exams
FINRA
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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