Wayne G. Lesage

WAVERLY ADVISORS

PHILADELPHIA, PA 19102

Some features on this profile are disabled

CRD#: 4605858

Professional summary

Wayne George Lesage JR, CFP®, who also goes by George Wayne Lesage Jr, George Lesage Jr, Wayne George Lesage, is a registered financial advisor currently at WAVERLY ADVISORS, LLC located in Philadelphia, Pennsylvania.

Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Wayne has worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 6, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

George Wayne Lesage Jr | George Lesage Jr | Wayne George Lesage

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Villanova University adjunct professor, teaching corporate finance 1 night/wk, non-investment related, compensated, 10hr/mo; 0hr/during trading hours, Sept 2019.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne George Lesage JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 13, 2025 - Present

WAVERLY ADVISORS, LLC

Office #1: 1515 Market St Suite 1200, Philadelphia, PA 19102

RIA

CRD#: 115332

PHILADELPHIA, PA

Past

February 20, 2024 - June 18, 2025

COHO PARTNERS, LTD.

RIA

CRD#: 111335

BERWYN, PA

Past

March 19, 2014 - November 26, 2019

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

January 4, 2010 - January 31, 2014

FORESIDE FUND SERVICES, LLC

CRD#: 46106

BERWYN, PA

Past

October 16, 2009 - December 31, 2009

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

BERWYN, PA

Past

July 14, 2003 - April 6, 2004

VALLEY FORGE ASSET MANAGEMENT, LLC

CRD#: 7438

KING OF PRUSSIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WAVERLY ADVISORS, LLC

CRD#: 115332 / SEC#: 801-60741

RIA

Registered Investment Advisory firm - (11/30/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/27/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/13/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/15/2009

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 55

Date: 1/7/2004

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/11/2003

General Securities Representative Examination

Current Firm

WAVERLY ADVISORS, LLC

CRD#: 115332 / SEC#: 801-60741

RIA

Registered Investment Advisory firm - (11/30/2001 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

600 University Park Place Suite 501, Birmingham, AL 35209

Mailing Address

Phone number

(205) 871-3334

Established

Firm type

Fiscal year end

# of Employees

371

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WAVERLY - ADV PART 2A BROCHURE (11/21/2025)

Regulatory assets under management

Total Number of Accounts	34,313
AUM (Assets Under Management)	$ 28,263,743,199

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/27/2025	Cover Page	Report
02/16/2024	Cover Page	Report
06/15/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Boris Niko

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Feasterville, PA

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Wayne G. Lesage

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne George Lesage JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

COHO PARTNERS, LTD.

QUASAR DISTRIBUTORS, LLC

FORESIDE FUND SERVICES, LLC

FORESIDE FUNDS DISTRIBUTORS LLC

VALLEY FORGE ASSET MANAGEMENT, LLC

Primary Firm SEC Registration

WAVERLY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/27/2011

Series 66

Date: 11/13/2003

SIE

Date: 10/1/2018

Series 6

Date: 10/15/2009

Series 55

Date: 1/7/2004

Series 7

Date: 7/11/2003

Current Firm

WAVERLY ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WAVERLY ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors