PV
Pamela M. Vanone
KESTRA ADVISORY SERVICES
AVON, OH
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CRD#: 4605823
PV
Professional summary
Pamela Marie Vanone, who also goes by Pamela Marie Lucha, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Avon, Ohio and KESTRA INVESTMENT SERVICES, LLC located in Avon, Ohio.
Pamela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Pamela has worked at 4 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pamela Marie Lucha
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Magis Advisory Group, LLC Investment Related: Yes Address: 36711 American Way, Suite 2F Avon OH 44011 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor, Retirement Plan Consultant Start Date: 3/15/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: RR, RIA, Financial planning, sales and management of retirement plan business, Insurance sales and servicing
CRS (Client Relationship Summary) - RIA
Click below to view Pamela Marie Vanone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
AVON, OH
Current
October 16, 2006 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 36711 American Way Suite 2f, Avon, OH 44011BD
CRD#: 42046
Avon, OH
Past
October 17, 2006 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
TWINSBURG, OH
Past
June 21, 2005 - October 17, 2006
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
FAIRLAWN, OH
Past
January 5, 2004 - October 17, 2006
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
FAIRLAWN, OH
Past
September 26, 2003 - January 20, 2004
ROBERT W. BAIRD & CO. INCORPORATED
RIA
CRD#: 8158
CLEVELAND, OH
Past
June 13, 2003 - January 20, 2004
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/9/2008)
RR
California(5/21/2007)
RR
Florida(1/6/2010)
RR
Maryland(1/21/2010)
RR
Massachusetts(9/9/2008)
RR
Michigan(10/16/2006)
RR
Nevada(1/15/2010)
RR
New Hampshire(12/20/2010)
RR
New Jersey(11/30/2010)
RR
New York(10/16/2006)
RR
North Carolina(10/16/2006)
RR
Ohio(10/17/2006)
IAR
Ohio(4/29/2016)
RR
Pennsylvania(10/16/2006)
RR
Rhode Island(9/8/2009)
RR
South Carolina(3/21/2014)
RR
Tennessee(8/11/2021)
RR
Utah(9/9/2008)
RR
Virginia(10/20/2011)
RR
Washington(9/9/2008)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
