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AG

Antony Laussat Geyelin Iii

ATHENE SECURITIES
Conshohocken, PA
·CRD# 4605388·23 years experience

Professional Summary

Antony Laussat Geyelin III, who also goes by Antony Sandy Geyelin, Sandy Geyelin, is a registered financial advisor currently at ATHENE SECURITIES, LLC located in Conshohocken, Pennsylvania and APOLLO GLOBAL SECURITIES, LLC located in New York, New York. Antony is registered as a RR (Registered Representative) and started their career in finance in 2003. Antony has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Antony Sandy Geyelin, Sandy Geyelin

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

ATHENE SECURITIES, LLC·CRD# 36867
BD
110 Washington Street, Conshohocken, PA 19428
August 1, 2022 - Present
APOLLO GLOBAL SECURITIES, LLC·CRD# 153502
BD
9 West 57th Street, New York, NY 10019-2701
April 8, 2024 - Present
AXCELUS FINANCIAL DISTRIBUTION COMPANY·CRD# 38383
BD
Plymouth Meeting, PA
May 6, 2004 - August 4, 2022
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
February 14, 2003 - July 17, 2003

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Current Firm

AG
APOLLO GLOBAL SECURITIES, LLC

AP CM, LLC | ATLAS SP SECURITIES | APOLLO GLOBAL SECURITIES, LLC

CRD#: 153502 / SEC#: 8-68542
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

9 West 57th Street, New York, NY 10019-2701

Mailing Address

9 West 57th Street, New York, NY 10019-2701

Phone Number

(212) 515-3200

Established

Delaware since 03/11/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
APOLLO GLOBAL SECURITIES INTERMEDIATE, L.P.SOLE MEMBER—
CHATTERJEE, WHITNEY AMEMBER BOARD OFMANAGERS7874808
DRESCHER, STEPHANIEHEAD OF MARKETING3055145
NEEDLEMAN, ERIC DAVIDPRESIDENT2773431
TERLATO, JASON MICHAELCHIEF COMPLIANCE OFFICER3157535
TREBING, ADAM PMEMBER BOARD OF MANAGERS5828238
TREBING, ADAM PCFO / FINOP / PFO / POO5828238

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(7/6/2023)
RR
Alaska
(7/6/2023)
RR
Arizona
(7/6/2023)
RR
Arkansas
(7/6/2023)
RR
California
(7/6/2023)
RR
Colorado
(7/6/2023)
RR
Connecticut
(7/6/2023)
RR
Delaware
(7/6/2023)
RR
District of Columbia
(7/6/2023)
RR
Florida
(7/6/2023)
RR
Georgia
(7/6/2023)
RR
Hawaii
(7/6/2023)
RR
Idaho
(7/6/2023)
RR
Illinois
(7/6/2023)
RR
Indiana
(7/6/2023)
RR
Iowa
(7/6/2023)
RR
Kansas
(7/6/2023)
RR
Kentucky
(7/6/2023)
RR
Louisiana
(7/6/2023)
RR
Maine
(7/6/2023)
RR
Maryland
(7/6/2023)
RR
Massachusetts
(7/6/2023)
RR
Michigan
(7/6/2023)
RR
Minnesota
(7/6/2023)
RR
Mississippi
(7/6/2023)
RR
Missouri
(7/6/2023)
RR
Montana
(7/6/2023)
RR
Nebraska
(7/6/2023)
RR
Nevada
(7/6/2023)
RR
New Hampshire
(7/6/2023)
RR
New Jersey
(7/6/2023)
RR
New Mexico
(7/6/2023)
RR
New York
(4/8/2024)
RR
North Carolina
(7/6/2023)
RR
North Dakota
(7/6/2023)
RR
Ohio
(7/7/2023)
RR
Oklahoma
(7/6/2023)
RR
Oregon
(7/6/2023)
RR
Pennsylvania
(9/28/2022)
RR
Rhode Island
(7/6/2023)
RR
South Carolina
(7/6/2023)
RR
South Dakota
(7/6/2023)
RR
Tennessee
(7/6/2023)
RR
Texas
(7/6/2023)
RR
Utah
(7/6/2023)
RR
Vermont
(7/6/2023)
RR
Virginia
(7/6/2023)
RR
Washington
(7/6/2023)
RR
West Virginia
(7/6/2023)
RR
Wisconsin
(7/6/2023)
RR
Wyoming
(7/6/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2008About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2003About the Series 7 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jun 2015About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Antony Laussat Geyelin III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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