Claudio W. Rivero Maag
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Claudio Wilfredo Rivero Maag, who also goes by Claudio Rivero, was a registered financial professional .
Claudio is a previously registered financial professional and started their career in finance in 2002. Claudio had worked at 4 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2016 - October 27, 2016
CGIS SECURITIES LLC
December 10, 2008 - June 19, 2013
DIRECT ACCESS PARTNERS LLC
January 22, 2007 - November 3, 2008
LIGHTHOUSE FINANCIAL GROUP, LLC
October 28, 2002 - December 31, 2006
US TRADING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CGIS SECURITIES LLC
CRD#: 155984 / SEC#: , 8-68758
Contact information
FINRA licenses (6 States and Territories)
Red Flags
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