Ari M. Kaplan
Professional summary
Ari Michael Kaplan, who also goes by Ari Kaplan, is a registered financial professional currently at JUMP TRADING, LLC located in Chicago, Illinois.
Ari is registered as a RR (Registered Representative) and started their career in finance in 2003. Ari has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ari Michael Kaplan's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2018 - Present
JUMP TRADING, LLC
Office #1: 600 West Chicago Avenue, Suite 600, Chicago, IL 60654November 11, 2015 - October 12, 2017
CITADEL SECURITIES LLC
January 2, 2003 - November 4, 2015
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/18/2003
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
JUMP TRADING, LLC
CRD#: 106124 / SEC#: , 8-52989
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
Red Flags
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