Joscelyn C. Read
Professional summary
Joscelyn Charisma Read, who also goes by Joscelyn Charisma Tosa, Joscelyn Charisma Tosta, Joscelyn Charisma Tosta-read, is a registered financial professional currently at BREAN CAPITAL, LLC located in New York, New York.
Joscelyn is registered as a RR (Registered Representative) and started their career in finance in 2002. Joscelyn has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joscelyn Charisma Read's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 29, 2016 - Present
BREAN CAPITAL, LLC
Office #1: 505 Fifth Avenue 5th Floor, New York, NY 10017December 23, 2014 - August 5, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 11, 2006 - June 26, 2014
MESIROW FINANCIAL, INC.
May 16, 2006 - July 10, 2006
GUGGENHEIM SECURITIES, LLC
December 6, 2002 - May 10, 2006
MESIROW FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/11/2020)
(6/9/2017)
(8/29/2016)
(8/29/2016)
(8/29/2016)
(7/25/2019)
(8/29/2016)
(8/29/2016)
(9/28/2021)
(8/29/2016)
(8/29/2016)
(7/12/2019)
(8/29/2016)
(6/6/2022)
Exams
FINRA
Nasdaq Stock Market
Current Firm
BREAN CAPITAL, LLC
CRD#: 23723 / SEC#: , 8-40742
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMUR HOLDINGS, LLC | HOLDING COMPANY | |
| HUNT FS HOLDINGS III, LLC | HOLDING COMPANY | |
| ALLURED LLC | HOLDING COMPANY | |
| LIZINATOR LLC | HOLDING COMPANY | |
| BREAN CAPITAL HOLDINGS, LLC | HOLDING COMPANY | |
| CORWEN, STEPHEN MILLER | HEAD OF MBS/ABS SALES | 2943061 |
| FINE, ROBERT MICHAEL | CHIEF EXECUTIVE OFFICER | 1450313 |
| GUZMAN, JEFFREY M | CHIEF COMPLIANCE OFFICER | 3095123 |
| LAMARSH, JONATHAN ANDREW | PRINCIPAL OPERATIONS OFFICER | 5436335 |
| MACKLIN, JOHN TIMOTHY | PRINCIPAL OPERATIONS OFFICER | 1446800 |
| SARABELLA, ARNOLD | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 1717059 |
| TIRSCHWELL, ROBERT MOYSE | EXECUTIVE MANAGING DIRECTOR | 2230453 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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