Matthew R. Rheault
Professional summary
Matthew Robert Rheault, who also goes by Matthew R Rheault, Matthew Robert Rheautt, is a registered financial professional currently at CITIZENS JMP SECURITIES, LLC located in Charlotte, North Carolina.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2002. Matthew has worked at 4 firms and has passed the Series 63, Series 66, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Robert Rheault's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2026 - Present
CITIZENS JMP SECURITIES, LLC
Office #1: 4250 Congress Street Suite 300, Charlotte, NC 28209July 19, 2010 - June 10, 2026
WELLS FARGO SECURITIES, LLC
June 30, 2008 - July 6, 2010
BANC OF AMERICA SECURITIES LLC
September 12, 2007 - May 12, 2008
BANC OF AMERICA SECURITIES LLC
March 4, 2003 - January 27, 2005
CETERA INVESTMENT SERVICES LLC
December 11, 2002 - January 27, 2005
CETERA INVESTMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/2/2026)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
CITIZENS JMP SECURITIES, LLC
CRD#: 22208 / SEC#: , 8-39613
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JMP HOLDING LLC | PARENT COMPANY | |
| CONROY, WALTER IVOR | GENERAL COUNSEL | 6641487 |
| GREGORY, JOHN | PRESIDENT | 4600619 |
| JACKSON, RAYMOND SIVA | CHIEF FINANCIAL OFFICER | 5563363 |
| MCLAUGHLIN, BRENDAN | CHIEF COMPLIANCE OFFICER | 2562815 |
| O'DAY, JAMES CORTLAND | HEAD OF EQUITIES | 5618215 |
| PITARRESI, JOHN CHARLES | SENIOR REGISTERED OPTIONS PRINCIPAL (SROP) | 2064758 |
| SLADER, GAVIN WILLEY | HEAD OF INVESTMENT BANKING | 4130019 |
| SPURR, JEFFREY HOLMES | HEAD OF RESEARCH | 1384716 |
| SUCHY, GREGORY JOHN | CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER | 5907019 |
| WHITEHEAD, AIDAN PETER | HEAD OF TRADING & SALES TRADING | 2474257 |
| XIAO, ZHUO VIVIAN XUAN | FINOP | 5121578 |
Disclosures
| Regulatory Event | 6 |
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