JL
Jonathan B. Leis
KESTRA ADVISORY SERVICES
Smithtown, NY 11787
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CRD#: 4596443
JL
Jonathan Barnette LeisKESTRA ADVISORY SERVICES
Professional summary
Jonathan Barnette Leis, CIMA®, CPWA® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Smithtown, New York and KESTRA INVESTMENT SERVICES, LLC located in Smithtown, New York.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jonathan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: JBL Holdings, LLC Investment Related: Yes Address: 5 Shetland Lane saint james NY 11780 Nature of Business: Real Estate Position, Title or Relationship: member Start Date: 6/1/2004 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: make repairs when needed. Collect rental check and pay mortgageBusiness Name: Main Street Financial Group Investment Related: Yes Address: 51 E Main St Smithtown NY 11787 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: financial advisor Start Date: 1/18/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: financial advisor, financial servicesBusiness Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered Representative Start Date: 1/18/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Provide Investment and Advisory Services to the public
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Barnette Leis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CPWA®
Start date: 2016-02-25
Expire date: 2024-01-31
Experience
Current
January 23, 2019 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 51 E Main St, Smithtown, NY 11787RIA
CRD#: 283330
Smithtown, NY
Current
January 18, 2019 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 51 E. Main Street, Smithtown, NY 11787BD
CRD#: 42046
SMITHTOWN, NY
Past
January 2, 2013 - February 13, 2019
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
SMITHTOWN, NY
Past
January 2, 2013 - February 13, 2019
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
SMITHTOWN, NY
Past
January 1, 2008 - January 7, 2013
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
EAST SETAUKET, NY
Past
March 29, 2006 - January 7, 2013
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
EAST SETAUKET, NY
Past
May 3, 2004 - March 3, 2006
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CHICAGO, IL
Past
October 30, 2002 - May 6, 2004
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/18/2019)
RR
California(1/18/2019)
RR
Connecticut(1/3/2022)
RR
Delaware(1/2/2024)
RR
Florida(1/18/2019)
RR
Georgia(11/2/2023)
RR
Indiana(11/23/2021)
RR
Maine(2/13/2023)
RR
Massachusetts(7/14/2022)
RR
New Jersey(1/18/2019)
RR
New York(1/18/2019)
IAR
New York(6/7/2021)
RR
North Carolina(3/16/2020)
RR
Pennsylvania(7/14/2022)
RR
Rhode Island(1/18/2019)
RR
South Carolina(7/14/2022)
RR
Virginia(9/16/2020)
RR
Washington(4/4/2022)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 6
Passed: 10/29/2002
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Loading...
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,359
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 192,439 |
| AUM (Assets Under Management) | $ 79,798,091,767 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
