Lee A. Hyde
Professional summary
Lee Andrew Hyde IV, who also goes by Drew Hyde, Lee Andrew Hyde, is a registered financial professional currently at SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. located in Boulder, Colorado.
Lee is registered as a RR (Registered Representative) and started their career in finance in 2003. Lee has worked at 7 firms and has passed the Series 66, Series 79TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lee Andrew Hyde IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2014 - Present
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
Office #1: 1135 Pearl Street Suite 206, Boulder, CO 80302March 4, 2010 - April 23, 2014
VINING-SPARKS IBG, LLC
March 4, 2010 - April 23, 2014
ICBA SECURITIES
January 8, 2007 - March 4, 2010
CANTOR FITZGERALD & CO.
February 22, 2005 - January 9, 2007
TRUIST SECURITIES, INC.
September 23, 2004 - February 22, 2005
NBC CAPITAL MARKETS GROUP, INC.
January 5, 2004 - September 23, 2004
MORGAN STANLEY DW INC.
January 2, 2003 - September 23, 2004
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/5/2023)
(5/1/2014)
(5/1/2014)
(8/30/2018)
(12/5/2023)
(5/1/2014)
(9/28/2017)
(5/1/2014)
(5/1/2014)
(12/5/2023)
(5/1/2014)
(12/5/2023)
(12/5/2023)
(5/1/2014)
(1/8/2019)
(9/21/2018)
(8/30/2018)
(5/1/2014)
(12/5/2023)
(5/1/2014)
(5/1/2014)
(5/1/2014)
(5/1/2014)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
CRD#: 6950 / SEC#: 801-68820, 8-18971
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOUTHSTATE BANK, NATIONAL ASSOCIATION | OWNER | |
| BONONNO, JOSEPH KEMP | CHIEF FINANCIAL OFFICER | 7437632 |
| CHERRY, JAMES CROWELL | CHIEF COMPLIANCE OFFICER | 2870353 |
| HODGES, STUART LEE | SVP, PRESIDENT | 7370566 |
| HOWARD, HEATHER DIANE | CORPORATE SECRETARY/COMPLIANCE OFFICER | 4349745 |
| TUCKER, KIMBERLY SHAY | OPERATIONS MANAGER - PRINCIPAL OPERATIONS OFFICER | 7370391 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
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Company Information
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
CRD#: 6950Boulder, CO 80302TRUST BUT VERIFY
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