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FIRM PROFILE
Overview
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. is located at 6750 Poplar Avenue Suite 300, Memphis, TN 38138 and was first established at New Orleans, Tennessee in 03/31/1969. After operating for 57 years, SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.’s clients are individuals and 0% of their clients are high net worth individuals. SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. are registered to handle securities or provide financial advice. The firm has 10 disclosures, 9 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. Comes From
Understanding the Statistics for SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
6750 Poplar Avenue Suite 300, Memphis, TN 38138
6750 Poplar Avenue Suite 300, Memphis (shelby), TN 38138-7424
Small
(901) 260-6800
Tennessee since 03/31/1969
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| SOUTHSTATE BANK, NATIONAL ASSOCIATION | OWNER | ||
| BONONNO, JOSEPH KEMP | CHIEF FINANCIAL OFFICER | 7437632 | |
| CHERRY, JAMES CROWELL | CHIEF COMPLIANCE OFFICER | 2870353 | |
| HODGES, STUART LEE | SVP, PRESIDENT | 7370566 | |
| HOWARD, HEATHER DIANE | CORPORATE SECRETARY/COMPLIANCE OFFICER | 4349745 | |
| TUCKER, KIMBERLY SHAY | OPERATIONS MANAGER - PRINCIPAL OPERATIONS OFFICER | 7370391 |
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Advisor's working at SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
Mark Connell Mccabe
Manuel Robert Puello
Brian Edward Wiseman
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