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Find, Compare and Monitor Financial Advisors at GCMI SECURITIES CORP.

CRD#: 139520
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

GCMI SECURITIES CORP. is located at 19200 Von Karman Avenue Suite 210, Irvine, CA 92612 and was first established at Los Angeles, California in 12/14/2005. After operating for 20 years, GCMI SECURITIES CORP. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GCMI SECURITIES CORP.’s clients are individuals and 0% of their clients are high net worth individuals. GCMI SECURITIES CORP. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GCMI SECURITIES CORP. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GCMI SECURITIES CORP.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GCMI SECURITIES CORP.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for GCMI SECURITIES CORP. Comes From

Understanding the Statistics for GCMI SECURITIES CORP. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
19200 Von Karman Avenue Suite 210, Irvine, CA 92612
Mailing Address
19200 Von Karman Avenue Suite 210, Irvine, CA 92612
Firm Size
Small
Phone Number
(949) 252-4600
Established
California since 12/14/2005
Firm Type
Other Types of Legal Formation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
GLOBAL CAPITAL MARKETS, INC.PARENT COMPANY
HOLMES, STEPHEN GARYPRESIDENT/CCO5089576
TARRA, SCOTT PATRICKFINOP/POO/PFO4593965
WILSER, MARK STEPHENVICE PRESIDENT/PRINCIPAL5089578

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Advisor's working at GCMI SECURITIES CORP.

HH

Harold Hartley Henderson

RR
CRD#: 5197117
Location:
Irvine, CA 92612
Company:
GCMI SECURITIES CORP.
Disclosures:
Experience:
19 years
View Profile
ST

Scott Patrick Tarra

RR
CRD#: 4593965
Location:
Irvine, CA 92612
Company:
GCMI SECURITIES CORP.
Disclosures:
Experience:
23 years
View Profile
JL

Jarrett Matthew Logan

Jarrett Logan
RR
CRD#: 6496950
Location:
Irvine, CA 92612
Company:
GCMI SECURITIES CORP.
Disclosures:
Experience:
7 years
View Profile
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