Daniel J. Esquirell
WESCOTT FINANCIAL ADVISORY GROUP LLC
Philadelphia, PA 19103-4196
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CRD#: 4593034
Professional summary
Daniel James Esquirell, CFP® is a registered financial advisor currently at WESCOTT FINANCIAL ADVISORY GROUP LLC located in Philadelphia, Pennsylvania.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Daniel has worked at 3 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
In December 2021, Asset Planning Services, Ltd. ("APS") changed its name to Anterian Holdings, Ltd. ("AHL"). The name change was a requirement of APS' December 31, 2021 asset sale to Wescott Financial Advisory Group ("WFAG"), a fee-only independent RIA headquartered in Philadelphia, PA. Prior to the asset sale, APS was an independent fee-only RIA, registered as an S-Corp, and headquartered in Harleysville, PA. AHL is not an RIA but retains APS' S-Corp status, tax ID number, and location. AHL is a now a holding company whose primary assets are units of WFAG received in exchange for the sale of APS' client asset management contracts. AHL receives income from its holding of WFAG units. AHL has no employees but does have a Board of Directors and shareholders. Shareholders receive periodic distributions of revenue. Daniel Esquirell is a shareholder of AHL.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel James Esquirell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
January 13, 2022 - Present
WESCOTT FINANCIAL ADVISORY GROUP LLC
Office #1: 30 South 17th Street, Philadelphia, PA 19103-4196Office #2: 162 Main Street, Harleysville, PA 19438RIA
CRD#: 105989
Philadelphia, PA
Past
March 21, 2007 - December 31, 2021
ASSET PLANNING SERVICES LTD.
RIA
CRD#: 105727
HARLEYSVILLE, PA
Past
April 3, 2000 - May 2, 2006
INDEPENDENCE ADVISORS INC
RIA
CRD#: 104762
WAYNE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WESCOTT FINANCIAL ADVISORY GROUP LLC
WESCOTT FINANCIAL ADVISORY GROUP LLC
CRD#: 105989 / SEC#: 801-29752
RIA
Registered Investment Advisory firm - (6/11/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(1/13/2022)
IAR
Texas(1/13/2022)
Exams
Current Firm
WESCOTT FINANCIAL ADVISORY GROUP LLC
WESCOTT FINANCIAL ADVISORY GROUP LLC
CRD#: 105989 / SEC#: 801-29752
RIA
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Contact information
Main Address
30 South 17th Street, Philadelphia, PA 19103-4196
Mailing Address
Phone number
(215) 979-1619
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,329 |
| AUM (Assets Under Management) | $ 3,725,004,015 |
Red Flags
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