Mahesh R. Vittal
Professional summary
Mahesh Ram Vittal, who also goes by Mahesh Ram VIttal, Maheshram Vittal, Ram Vittal, is a registered financial professional currently at MAREX CAPITAL MARKETS INC. located in New York, New York.
Mahesh is registered as a RR (Registered Representative) and started their career in finance in 2003. Mahesh has worked at 5 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mahesh Ram Vittal's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2023 - Present
MAREX CAPITAL MARKETS INC.
Office #1: 140 East 45th Street 10th Floor, New York, NY 10017January 11, 2024 - July 8, 2024
OTCEX, LLC
February 1, 2022 - November 13, 2023
MAREX NORTH AMERICA SECURITIES LLC
November 5, 2007 - October 3, 2013
GOLDMAN SACHS & CO. LLC
May 17, 2004 - June 12, 2006
GOLDMAN SACHS & CO. LLC
September 24, 2003 - May 5, 2004
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 5/14/2025
Operations Professional ExaminationSeries 7TO
Date: 5/16/2021
General Securities Representative ExaminationCboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
MAREX CAPITAL MARKETS INC.
CRD#: 161014 / SEC#: , 8-69039
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | |
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
Disclosures
| Regulatory Event | 42 |
Red Flags
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