JM
James R. Murphree Ii
ON INVESTMENT MANAGEMENT CO
Lake Forest, IL 60045
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CRD#: 4592590
JM
Professional summary
James Robert Murphree Ii is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Lake Forest, Illinois and THE O.N. EQUITY SALES COMPANY located in Lake Forest, Illinois.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. James has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). MURPHREE INVESTMENT GROUP; NON INVESTMENT RELATED; 100 S. SAUNDERS ROAD SUITE 150 LAKE FOREST, IL 60045; BUSINESS CONSULTING SERVICES, VENTURE CAPITAL SERVICES, PUBLIC SPEAKING, FINANCIAL EDUCATION, NUMISMATIC COINS, PROVIDING PROPRIETARY RESEARCH, SELLING INSURANCE; PRESIDENT; 02/01/2006-CURRENT; 15 TO 20 HOURS/MONTH; 15-20 DURING SECURITIES TRADING HOURS; SELLING LIFE, HEALTH, Indexed Annuities & INDIVIDUAL ANNUITIES. 2) MURPHREE CONSULTING SERVICES; NOT INVESTMENT RELATED; 100 SAUNDERS ROAD SUITE 150 LAKE FOREST, IL 60045 GENERAL CONSULTING SERVICES; PRESIDENT; 09/01/2012; CONSULT AND MANAGE; 5 HOURS PER MONTH ( 2 DURING TRADING HOURS); CONTRACT AS A PUBLIC SPEAKER CONCERNING ECONOMIC MATTERS. PROVIDING PROPRIETARY RESEARCH INFORMATION FOR PUBLISHING; 3) INTERNATIONAL FORESTRY, INC; NOT INVESTMENT RELATED; 100 S. SAUNDERS RD., STE. 150 LAKE FOREST IL 60045; REAL ESTATE LEASING, LAND MANAGEMENT, LAND DEVELOPMENT, CONSULTING SERVICES AGRICULTURAL PRODUCTION, TIMBER PRODUCTION, DEVELOPMENT AND LEASING OF MINERAL RIGHTS AND ROYALTIES; PRESIDENT; START DATE 03/01/2018-PRESENT; MANAGE COMPANY STRATEGY AND OPERATIONS; 10 TO 20 HOURS/MONTH; 5 TO 10 TRADING HOURS/MONTH. 5) Maple Valley Cooperative; not investment related; 919 Front Street Cashton WI 54619; Board of Directors; 10/14/2020; 2 hours/month ( 0 during security trading hours); Member of board of directors, work with management concerning maple valley cooperative business matters.
CRS (Client Relationship Summary) - RIA
Click below to view James Robert Murphree Ii's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 4, 2007 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 100 S. Saunders Road Suite 150, Lake Forest, IL 60045RIA
CRD#: 105662
Lake Forest, IL
Current
September 4, 2007 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 100 S. Saunders Road Suite 150, Lake Forest, IL 60045BD
CRD#: 2936
LAKE FOREST, IL
Past
September 1, 2006 - August 20, 2007
LPL FINANCIAL LLC
RIA
CRD#: 6413
BATAVIA, IL
Past
September 1, 2006 - August 20, 2007
LPL FINANCIAL LLC
BD
CRD#: 6413
BATAVIA, IL
Past
November 28, 2003 - July 13, 2006
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
RIVERSIDE, IL
Past
May 16, 2003 - July 13, 2006
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
RIVERSIDE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/6/2014)
IAR
Arizona(4/27/2022)
RR
California(4/8/2010)
IAR
California(9/22/2020)
RR
Florida(11/22/2019)
RR
Illinois(9/4/2007)
IAR
Illinois(9/4/2007)
RR
Indiana(12/16/2010)
IAR
Indiana(7/23/2021)
RR
Iowa(7/2/2019)
IAR
Iowa(12/4/2020)
RR
Michigan(8/1/2017)
IAR
Michigan(8/25/2020)
RR
Missouri(11/13/2013)
RR
Nevada(3/14/2025)
RR
New York(6/13/2019)
RR
North Dakota(3/4/2024)
IAR
North Dakota(3/11/2024)
RR
Texas(6/24/2021)
IAR
Texas(6/24/2021)
RR
Wisconsin(8/10/2015)
IAR
Wisconsin(9/22/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
