Joshua Aaron Rudd

1) THE RUDD COMPANY, LLC, INVESTMENT RELATED, 1300 S UNIVERSITY DRIVE, STE 530, FT WORTH, TX 76107, DBA FOR FINANCIAL SERVICES ENTITY, DIRECTOR OF INVESTMENT MANAGEMENT, START DATE 10/2009, 160 HPM, 160 HPM DURING TRADING HOURS, SALES AND SERVICE OF INVESTMENTS AND INSURANCE 2) CRISTO REY FARM, NON-INVESTMENT RELATED, ALEDO, TX, RAISE LIVESTOCK AND PRODUCE, OWNER, START DATE 1/1/2012, 10 HPM, 0 HPM DURING TRADING HOURS, SALE OF LIVESTOCK AND PRODUCE 3) AXIOM MEDICAL CONSULTING, NON INV RELATED, 4840 W. PANTHER CREEK DR PLAZA 2 STE 106 THE WOODLANDS TX 73381, CONSULTING, BOARD MEMBER, 01/01/2013, 1 HR PER MO, 0 HOURS PER MONTH DURING TRADING HOURS, ADVISE CEO AND OTHER COMPANY EXECUTIVES ON VARIOUS GENERAL FINANCIAL MATTERS. 3) THE RUDD COMPANY, LLC; INVESTMENT-RELATED; 1300 S. UNIVERSITY DR., SUITE 530, FORT WORTH, TX 76107; ESTATE PLANNING CONSULTING; CONSULTANT; 1/1/2015; 5 HRS/MNTH; 2 HRS/MNTH DURING TRADING HRS; IDENTIFY AN ESTATE PLANNING NEED AND PROVIDE INVESTMENT CONSULTING TO THE ESTATE PLANNING ATTORNEY AND CLIENT DURING THE ESTATE PLANNING PROCESS. THIS INCLUDES ANY FINANCIAL PLANNING REPORTS, FEEDBACK ON INVESTMENT/INSURANCE STRATEGIES, AND GENERAL CONSULTATION TO BOTH THE CLIENT AND ATTORNEY. 3) WFG INVESTMENTS/WFG ADVISORS; INVESTMENT RELATED; 1300 S. UNIVERSITY DR., SSTE 530, FT. WORTH, TX 76107; REGISTERED REPRESENTATIVE AND INVESTMENT ADVISER; START DATE _________; 160 HOURS PER MONTH; WEALTH MANAGEMENT. 4) Adjunct Professor of Finance; Texas Christian University; Investment Related: No; Location: Dan D. Rogers Hall 2800 S. University Dr. Fort Worth, TX 76129; Description of the business: University; Responsibilities Duties: Professor; Instructor for undergraduate students at the Neeley School of Business at TCU; Start date with business: 2021-01-19; Hours devoted to business outside trading hours: 12; Percentage of total yearly compensation expected to be derived from the business: 5;