Arthur J. Mcniff
Professional summary
Arthur Joseph Mcniff is a registered financial professional currently at G.DISTRIBUTORS, LLC located in Rye, New York.
Arthur is registered as a RR (Registered Representative) and started their career in finance in 2002. Arthur has worked at 6 firms and has passed the Series 66, Series 57TO, SIE, Series 87, Series 3, Series 55, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Arthur Joseph Mcniff's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 28, 2013 - Present
G.DISTRIBUTORS, LLC
Office #1: One Corporate Center, Rye, NY 10580July 2, 2012 - May 24, 2013
VIRTU AMERICAS LLC
May 29, 2008 - December 31, 2010
KNIGHT DIRECT LLC
August 17, 2007 - December 31, 2010
KNIGHT CAPITAL MARKETS LLC
November 8, 2004 - February 1, 2006
KNIGHT CAPITAL MARKETS LLC
January 7, 2003 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
November 8, 2002 - January 14, 2003
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/18/2019)
(5/28/2013)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/4/2003
Limited Representative-Equity Trader ExamFINRA
Current Firm
G.DISTRIBUTORS, LLC
CRD#: 155071 / SEC#: , 8-68697
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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