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Christopher Scott Grajales

ROBINHOOD SECURITIES
Lake Mary, FL
·CRD# 4585782·22 years experience

Professional Summary

Christopher Scott Grajales, who also goes by Chris Grajales, is a registered financial advisor currently at ROBINHOOD SECURITIES, LLC located in Lake Mary, Florida and ROBINHOOD FINANCIAL, LLC located in Lake Mary, Florida. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2004. Christopher has worked at 7 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Grajales

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

ROBINHOOD SECURITIES, LLC·CRD# 287900
BD
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746
April 5, 2019 - Present
ROBINHOOD FINANCIAL, LLC·CRD# 165998
BD
500 Colonial Center Pky Suite 100, Lake Mary, FL 32746
August 3, 2023 - Present
ROBINHOOD FINANCIAL, LLC·CRD# 165998
BD
Lake Mary, FL
April 5, 2019 - February 4, 2020
BNY MELLON CAPITAL MARKETS, LLC·CRD# 17454
BD
Lake Mary, FL
January 2, 2014 - August 22, 2016
PERSHING LLC·CRD# 7560
BD
Lake Mary, FL
October 22, 2010 - March 22, 2019
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
October 12, 2004 - October 20, 2010
GRANTA CAPITAL GROUP LLC·CRD# 114657
BD
New York, NY
July 6, 2004 - July 22, 2004
THINKEQUITY LLC·CRD# 20996
BD
New York, NY
March 4, 2004 - May 10, 2004

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Current Firm

RF
ROBINHOOD FINANCIAL, LLC

CHRONOS FINANCIAL, LLC | ROBINHOOD FINANCIAL, LLC

CRD#: 165998 / SEC#: 8-69188
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Mailing Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Phone Number

(650) 761-7789

Established

Delaware since 08/24/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ROBINHOOD MARKETS, INC100% OWNER—
BILLINGS, MATTHEW JOHNPRESIDENT, CHIEF EXECUTIVE OFFICER1915377
CAVALLARO, ANTHONY JOSEPHCHIEF COMPLIANCE OFFICER1607925
KELATI, DANIEL TCHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP3103432
KOLLER, WALTERCHIEF OPERATING OFFICER1932260
QUIRK, STEVEN MARKMANAGER2728768
SCHAFFER, VINCENTPRINCIPAL OPERATIONS OFFICER5353999

Disclosures

Regulatory Event

56

Arbitration

13

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(4/5/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2007About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2004About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Scott Grajales's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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