Daniel L. Marx
Professional summary
Daniel Lawrence Marx is a registered financial professional currently at AMG DISTRIBUTORS, INC. located in Stamford, Connecticut.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2002. Daniel has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Lawrence Marx's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2016 - Present
AMG DISTRIBUTORS, INC.
Office #1: 680 Washington Blvd Suite 500, Stamford, CT 06901January 6, 2016 - October 4, 2016
NEUBERGER BERMAN BD LLC
October 25, 2002 - June 30, 2016
NEUBERGER BERMAN MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/11/2016)
Exams
FINRA
Current Firm
AMG DISTRIBUTORS, INC.
CRD#: 27314 / SEC#: , 8-43057
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMG FUNDS LLC | SOLE SHAREHOLDER | 153456 |
| GALIS, AARON | DIRECTOR | 7333959 |
| HOPKINS, THOMAS JOHN | PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER AND FINOP | 1835087 |
| JACOBS ANTONACCIO, RACHEL ELIZABETH | HEAD OF CLIENT SOLUTIONS AND PRINCIPAL | 3189490 |
| KINNE, KEITHA LEE | PRESIDENT, PRINCIPAL AND CHIEF OPERATING OFFICER | 2039630 |
| SPELLMAN, PATRICK JOSEPH | CHIEF COMPLIANCE OFFICER | 3086822 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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