Russell J. Dolan

BANKERS LIFE ADVISORY SERVICES

Waltham, MA 02451

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CRD#: 4581563

Professional summary

Russell James Dolan is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Waltham, Massachusetts and BANKERS LIFE SECURITIES, INC. located in Waltham, Massachusetts.

Russell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Russell has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAPA CUSTOM CRUSH LLC DBA THE CAVES AT SODA CANYON; 1351 WESTWOOD BLVD, LOS ANGELES, CA 90024; EQUITY OWNER; WINERY; START-11/2009. NAPA CUSTOM CRUSH LLC D/B/A THE CAVES AT SODA CANYON POSITION: OWNERSHIP GROUP MEMBER NATURE: WINE PRODUCTION INVESTMENT RELATED: NO NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 11/01/2009 ADDRESS: 1351 WESTWOOD BLVD, SUITE 122, LOS ANGELES CA 90024 DESCRIPTION: OWNERSHIP IN VINEYARD & WINERY.�, BANKERS LIFE POSITION: BRANCH MANAGER NATURE: INSURANCE AND ANNUITY AGENT INVESTMENT RELATED: NO NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: 100 START DATE: 06/17/1999 ADDRESS: 300 5TH AVE, SUITE 6010, WALTHAM, MA 02451; DESCRIPTION: SALES OF INSURANCE AND FIXED/INDEXED ANNUITY PRODUCTS�

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell James Dolan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2017 - Present

BANKERS LIFE ADVISORY SERVICES, INC.

Office #1: 300 5th Avenue Ste 6010, Waltham, MA 02451

RIA

CRD#: 281285

Waltham, MA

Current

January 15, 2016 - Present

BANKERS LIFE SECURITIES, INC.

Office #1: 300 5th Avenue Ste 6010, Waltham, MA 02451

CRD#: 173962

Waltham, MA

Past

January 24, 2012 - February 4, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

WALTHAM, MA

Past

July 15, 2010 - February 4, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

WALTHAM, MA

Past

October 24, 2005 - May 28, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

FARMINGTON, CT

Past

January 14, 2005 - May 28, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

FARMINGTON, CT

Past

September 12, 2002 - January 4, 2005

AFS BROKERAGE, INC.

CRD#: 25924

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(1/15/2016)

Florida
(12/12/2022)

Indiana
(1/15/2016)

Iowa
(4/3/2024)

Kentucky
(6/26/2018)

Massachusetts
(1/15/2016)

IAR

Massachusetts
(6/26/2017)

Michigan
(1/15/2016)

New Hampshire
(1/15/2016)

Pennsylvania
(1/15/2016)

Rhode Island
(6/26/2018)

Vermont
(1/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/19/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/12/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/12/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/10/2002

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/26/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

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Contact information

Main Address

303 E. Wacker Drive 5th Fl, Chicago, IL 60601

Mailing Address

Phone number

(844) 553-9083

Established

Firm type

Fiscal year end

# of Employees

384

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLAS WRAP BROCHURE 03012025 (2/28/2025)

BLAS-ADV-PART2A 03012025 (2/28/2025)

Regulatory assets under management

Total Number of Accounts	14,938
AUM (Assets Under Management)	$ 1,943,847,697

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Russell J. Dolan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell James Dolan's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANKERS LIFE SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

AFS BROKERAGE, INC.

Primary Firm SEC Registration

BANKERS LIFE ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/19/2005

Series 63

Date: 9/12/2002

SIE

Date: 10/1/2018

Series 7

Date: 11/12/2002

Series 6

Date: 9/10/2002

Series 24

Date: 2/26/2004

FINRA

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BANKERS LIFE ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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