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Amber D Eroh

FORIS CAPITAL US
Portsmouth, NH
·CRD# 4579838·24 years experience

Professional Summary

Amber D Eroh, who also goes by Amber Dawn Eroh, Amber D Rhoades, Amber D Rhoads, is a registered financial advisor currently at FORIS CAPITAL US LLC located in Portsmouth, New Hampshire. Amber is registered as a RR (Registered Representative) and started their career in finance in 2002. Amber has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 27, Series 4, Series 53...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Amber Dawn Eroh, Amber D Rhoades, Amber D Rhoads

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

FORIS CAPITAL US LLC·CRD# 282331
BD
Portsmouth, NH
July 29, 2026 - Present
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
RIA
St. Petersburg, FL
May 26, 2017 - April 29, 2026
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
May 25, 2017 - April 29, 2026
INDEPENDENT FINANCIAL PARTNERS·CRD# 125112
RIA
Tampa, FL
October 24, 2016 - May 26, 2017
LPL FINANCIAL LLC·CRD# 6413
BD
Tampa, FL
May 12, 2016 - June 9, 2017
CUNA BROKERAGE SERVICES, INC.·CRD# 13941
BD
Tampa, FL
December 11, 2015 - February 9, 2016
VANGUARD MARKETING CORPORATION·CRD# 7452
BD
Malvern, PA
October 15, 2002 - November 24, 2015

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Current Firm

FC
FORIS CAPITAL US LLC

FORIS CAPITAL US LLC | WATCHDOG CAPITAL, LLC

CRD#: 282331 / SEC#: 8-69712
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

36 Maplewood Avenue, Portsmouth, NH 03801

Mailing Address

36 Maplewood Avenue, Portsmouth, NH 03801

Phone Number

(603) 956-5649

Established

Georgia since 11/02/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORIS HOLDINGS US, INC.MEMBER—
EROH, AMBER DCHIEF COMPLIANCE OFFICER4579838
FIALA, ANGELA MARIAFINOP/PFO/POO5163386
OCONNELL, MICHAEL PATRICKCOO1943113
WOOD, ALANCHEIF EXECUTIVE OFFICER (CEO)5827279

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(7/29/2026)
RR
New Hampshire
(7/29/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2016About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2002About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2002About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 2017About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Dec 2016About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 2016About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Mar 2009About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Amber D Eroh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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