Michael Patrick Oconnell
Professional Summary
Michael Patrick Oconnell is a registered financial advisor currently at FORIS CAPITAL US LLC located in Portsmouth, New Hampshire. Michael is registered as a RR (Registered Representative) and started their career in finance in 1989. Michael has worked at 10 firms and has passed the Series 63, Series 79TO, Series 82TO, Series 72, SIE, Series 3, Series 7, Series 6, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
FORIS CAPITAL US LLC | WATCHDOG CAPITAL, LLC
Contact Information
Main Address
36 Maplewood Avenue, Portsmouth, NH 03801Mailing Address
36 Maplewood Avenue, Portsmouth, NH 03801Phone Number
(603) 956-5649Established
Georgia since 11/02/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Apr 2023About the Series 79TO examSeries 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSeries 72 — Government Securities Representative Examination
Passed Jan 2023Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1989About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Patrick Oconnell's CRS (Customer Relationship Summary).
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