William D. Mahony

ASSET STRATEGY ADVISORS

Natick, MA 01760-1535

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CRD#: 4578876

Professional summary

William D Mahony is a registered financial advisor currently at ASSET STRATEGY ADVISORS, LLC located in Natick, Massachusetts and CONCORDE INVESTMENT SERVICES, LLC located in Natick, Massachusetts.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. William has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-MAHONY & REEVE LLC; NON-INVESTMENT RELATED; 5 COMMONWEALTH ROAD, NATICK, MA 01760; ACCOUNTING ; OWNER; 1/1/2017; 100 HRS/MONTH; 6 HRS/DAY; COMPENSATION-HOURLY; OWNER OF CPA PRACTICE. 2. WILLIAM D MAHONY & CO. ATTORNEY AT LAW, NON INVESTMENT RELATED. 5 COMMONWEALTH ROAD NATICK, MA 01760 OWNER OF LAW PRACTICE. OWNER SINCE 1/1/1990 HOURS PER MONTH 1/2 HOUR PER DAY 3-ASSET STRATEGY ADVISORS, INVESTMENT RELATED, NATICK, MA, REGISTERED INVESTMENT ADVISORY FIRM. TITLE: INVESTMENT ADVISOR REP. FULL TIME. START DATE, 06/2008.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William D Mahony's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2008 - Present

ASSET STRATEGY ADVISORS, LLC

Office #1: 24 Superior Drive Suite 101, Natick, MA 01760-1535

RIA

CRD#: 139879

Natick, MA

Current

May 29, 2018 - Present

CONCORDE INVESTMENT SERVICES, LLC

Office #1: 24 Superior Dr. Suite 101, Natick, MA 01760

CRD#: 151604

Natick, MA

Past

February 5, 2008 - October 9, 2017

TRIAD ADVISORS LLC

CRD#: 25803

NATICK, MA

Past

October 9, 2002 - February 6, 2008

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

SUDBURY, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSET STRATEGY ADVISORS, LLC

ASSET STRATEGY ADVISORS, LLC | CHARLES RIVER RETIREMENT CONSULTANTS, INC. | ASSET STRATEGY RETIREMENT CONSULTANTS, LLC | ASSET STRATEGY CONSULTANTS-BOSTON

CRD#: 139879 / SEC#: 801-66549

RIA

Registered Investment Advisory firm - (5/15/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Massachusetts
(7/8/2008)

Massachusetts
(5/29/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/7/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/17/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 6/5/2018

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 10/8/2002

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ASSET STRATEGY ADVISORS, LLC

ASSET STRATEGY ADVISORS, LLC | CHARLES RIVER RETIREMENT CONSULTANTS, INC. | ASSET STRATEGY RETIREMENT CONSULTANTS, LLC | ASSET STRATEGY CONSULTANTS-BOSTON

CRD#: 139879 / SEC#: 801-66549

RIA

Registered Investment Advisory firm - (5/15/2006 Approved)

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Contact information

Main Address

24 Superior Drive Suite 101, Natick, MA 01760-1535

Mailing Address

Phone number

(781) 235-4426

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-ASSET STRATEGY ADVISORS BROCHURE 030125 (3/2/2025)

Regulatory assets under management

Total Number of Accounts	544
AUM (Assets Under Management)	$ 917,771,097

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William D. Mahony

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William D Mahony's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCORDE INVESTMENT SERVICES, LLC

TRIAD ADVISORS LLC

KESTRA INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

ASSET STRATEGY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/7/2006

Series 63

Date: 9/17/2002

SIE

Date: 10/1/2018

Series 22

Date: 6/5/2018

Series 6

Date: 10/8/2002

FINRA

Current Firm

ASSET STRATEGY ADVISORS, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSET STRATEGY ADVISORS, LLC

TRUST BUT VERIFY

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