Paul M. Gerard
Professional summary
Paul Mathew Gerard, who also goes by Matt Gerard, Paul Mathew Gerard, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Granger, Indiana and FIDELITY BROKERAGE SERVICES LLC located in South Bend, Indiana.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Paul has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Mathew Gerard's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1234 N Eddy St Ste 124, South Bend, IN 46617-1477January 17, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1234 N Eddy St Ste 124, South Bend, IN 46617-1477March 27, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 27, 2018 - January 11, 2021
TD AMERITRADE, INC.
February 26, 2018 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - January 11, 2021
TD AMERITRADE, INC.
January 24, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
March 7, 2016 - February 26, 2018
SCOTTRADE, INC.
March 13, 2014 - August 24, 2015
FIFTH THIRD SECURITIES, INC.
March 13, 2014 - August 24, 2015
FIFTH THIRD SECURITIES, INC.
October 1, 2012 - March 3, 2014
J.P. MORGAN SECURITIES LLC
October 1, 2012 - March 3, 2014
J.P. MORGAN SECURITIES LLC
May 23, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
May 23, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
July 5, 2011 - February 22, 2012
LPL FINANCIAL LLC
July 5, 2011 - February 22, 2012
LPL FINANCIAL LLC
March 31, 2009 - July 5, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
July 28, 2008 - July 5, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
October 6, 2002 - December 20, 2006
NATCITY INVESTMENTS, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/12/2025)
(1/7/2022)
(11/26/2024)
(1/17/2021)
(7/30/2025)
(1/17/2021)
(1/17/2021)
(3/31/2025)
(6/12/2025)
(1/17/2021)
(3/5/2025)
(12/6/2024)
(1/8/2022)
(3/31/2025)
(10/17/2025)
(6/5/2024)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
