PC
Paige N. Christofferson
BFC PLANNING
Cedar Rapids, IA 52402
Some features on this profile are disabled
CRD#: 4575768
PC
Professional summary
Paige Nichole Christofferson, who also goes by Paige Nichole Berthel, Paige Nichole Swartzendruber, is a registered financial advisor currently at BFC PLANNING, INC. located in Cedar Rapids, Iowa and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Cedar Rapids, Iowa.
Paige is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Paige has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paige Nichole Berthel | Paige Nichole Swartzendruber
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PAIGE SWARTZENDRUBER-Y-Cedar Rapids, IA 52302-INSURANCE SALES-AGENT-4/2010-10 HRS-10 HRS-INSURANCE SALES. 2. Family First Financial Strategies-Y-Cedar Rapids, IA- Financial Professional-03/2023-10-10-Work w/ clients on retirement and non-retirement accounts including insurance. 3. Officer for affiliated companies of Berthel Fisher & Company including Berthel Fisher & Company (SVP Business Development), Berthel Fisher & Co. Financial Services, Inc. (SVP Business Development/Director), Berthel Fisher & Company Insurance, Inc. (SVP Business Development/Director), Securities Management & Research, Inc. (SVP Business Development/Director), Berthel Fisher & Company (Assistant Secretary), BFC Planning, Inc. (SVP Business Development/Director)-Y-Cedar Rapids, IA-Financial Services-160-160-Financial Services.
CRS (Client Relationship Summary) - RIA
Click below to view Paige Nichole Christofferson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 20, 2016 - Present
BFC PLANNING, INC.
Office #1: 4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402RIA
CRD#: 119682
Cedar Rapids, IA
Current
February 13, 2008 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Office #1: 4201 42nd Street Ne, Suite 100 Box 11340, Cedar Rapids, IA 52410-1340RIA
BD
CRD#: 13609
Cedar Rapids, IA
Past
April 12, 2017 - July 11, 2022
SECURITIES MANAGEMENT & RESEARCH, INC.
BD
CRD#: 759
CEDAR RAPIDS, IA
Past
August 19, 2002 - November 14, 2002
DIRECTED SERVICES LLC
BD
CRD#: 21675
WEST CHESTER, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/22/2015)
RR
Alaska(11/24/2018)
RR
Arizona(8/19/2011)
RR
Arkansas(1/22/2015)
RR
California(11/24/2018)
RR
Colorado(11/24/2018)
RR
Connecticut(1/22/2015)
RR
Delaware(11/24/2018)
RR
District of Columbia(11/24/2018)
RR
Florida(4/16/2013)
RR
Georgia(1/22/2015)
RR
Hawaii(11/24/2018)
RR
Idaho(11/24/2018)
RR
Illinois(1/22/2015)
RR
Indiana(7/26/2017)
RR
Iowa(10/24/2008)
IAR
Iowa(7/20/2016)
RR
Kansas(11/24/2018)
RR
Kentucky(11/24/2018)
RR
Louisiana(11/24/2018)
RR
Maine(11/24/2018)
RR
Maryland(11/24/2018)
RR
Massachusetts(7/26/2017)
RR
Michigan(1/22/2015)
RR
Minnesota(1/22/2015)
RR
Mississippi(1/22/2015)
RR
Missouri(1/22/2015)
RR
Montana(11/24/2018)
RR
Nebraska(1/22/2015)
RR
Nevada(11/24/2018)
RR
New Hampshire(11/24/2018)
RR
New Jersey(11/24/2018)
RR
New Mexico(11/24/2018)
RR
New York(1/22/2015)
RR
North Carolina(11/27/2018)
RR
North Dakota(11/24/2018)
RR
Ohio(1/22/2015)
RR
Oklahoma(11/24/2018)
RR
Oregon(11/24/2018)
RR
Pennsylvania(11/24/2018)
RR
Rhode Island(11/24/2018)
RR
South Carolina(1/22/2015)
RR
South Dakota(11/24/2018)
RR
Tennessee(11/24/2018)
RR
Texas(5/22/2013)
RR
Utah(11/24/2018)
RR
Vermont(11/24/2018)
RR
Virginia(11/24/2018)
RR
Washington(11/24/2018)
RR
West Virginia(11/24/2018)
RR
Wisconsin(11/24/2018)
RR
Wyoming(11/24/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402
Mailing Address
Phone number
(319) 447-5700
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,756 |
| AUM (Assets Under Management) | $ 2,026,848,859 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
