JV
Jason A. Vazquez
NATIONWIDE SECURITIES
COLUMBUS, OH 43215
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CRD#: 4575334
JV
Professional summary
Jason Armando Vazquez, who also goes by Jason Armando Dominguez, Jason Armando Vazquez-dominguez, is a registered financial advisor currently at NATIONWIDE SECURITIES, LLC located in Columbus, Ohio.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jason has worked at 4 firms and has passed the Series 65, Series 7TO, Series 6TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason Armando Dominguez | Jason Armando Vazquez-Dominguez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
--Position: Board Member/Officer Company/Employer: York Lodge No. 563 Location: 2436 W. Dublin Granville Rd. Columbus, Ohio 43235 Start Date: 01/06/2025 Hours Devoted Monthly: 4 Hours During Trading Hours: 0 Investment Related: No --Position: Guest Speaker Company/Employer: Diamond C. Trailers Location: Mt. Pleasant, TX Start Date: 08/25/2022 Hours Devoted Monthly: 1 Hours During Trading Hours: 0 Investment Related: No --Position: Assistant Coach Company/Employer: Worthington Youth Boosters Location: Worthington, OH Start Date: 08/08/2023 Hours Devoted Monthly: 24 Hours During Trading Hours: 0 Investment Related: No --Position: Board Member Company/Employer: Ohio Business Professionals of America Location: Columbus, OH Start Date: 12/01/2023 Hours Devoted Monthly: 2 Hours During Trading Hours: 0 Investment Related: No --Position: Chairman, Board of Directors Company/Employer: Eyes of Freedom Location: Columbus, OH Start Date: 01/01/2024 Hours Devoted Monthly: 4 Hours During Trading Hours: 0 Investment Related: No
CRS (Client Relationship Summary) - RIA
Click below to view Jason Armando Vazquez's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason Armando Vazquez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 14, 2024 - Present
NATIONWIDE SECURITIES, LLC
Office #1: One Nationwide Plaza, Columbus, OH 43215RIA
BD
CRD#: 11173
COLUMBUS, OH
Current
February 14, 2024 - Present
NATIONWIDE SECURITIES, LLC
Office #1: One Nationwide Plaza, Columbus, OH 43215RIA
BD
CRD#: 11173
COLUMBUS, OH
Past
August 9, 2021 - February 14, 2024
NATIONWIDE INVESTMENT ADVISORS, LLC
RIA
CRD#: 142373
COLUMBUS, OH
Past
June 26, 2020 - February 14, 2024
NATIONWIDE FUND DISTRIBUTORS LLC
BD
CRD#: 25910
Columbus, OH
Past
September 13, 2002 - September 9, 2003
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NS
NATIONWIDE SECURITIES, LLC
NATIONWIDE ADVISORY SERVICES, INC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, LLC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, INC. | NATIONWIDE SECURITIES, LLC | NATIONWIDE SECURITIES, INC. | NATIONWIDE ADVISORY SERVICES, INC.
CRD#: 11173 / SEC#: 801-69260, 8-12500
RIA
Registered Investment Advisory firm - SEC (7/9/2008 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(2/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/29/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 6/26/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NATIONWIDE SECURITIES, LLC
NATIONWIDE ADVISORY SERVICES, INC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, LLC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, INC. | NATIONWIDE SECURITIES, LLC | NATIONWIDE SECURITIES, INC. | NATIONWIDE ADVISORY SERVICES, INC.
CRD#: 11173 / SEC#: 801-69260, 8-12500
RIA
Registered Investment Advisory firm - SEC (7/9/2008 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
One Nationwide Plaza Mailing Code: 01-17-402, Columbus, OH 43215
Mailing Address
One Nationwide Plaza 1-33-401, Columbus, OH 43215
Phone number
(888) 753-7364
Established
Delaware since 10/09/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
24
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS, INC. | MANAGING MEMBER | |
| ANIANO, JOSEPH NICHOLAS | PRESIDENT | 4303290 |
| GINNAN, STEVEN A. | BOARD MANAGER | 6984613 |
| JESTICE, KEVIN THOMAS | BOARD MANAGER | 5363377 |
| RABENSTINE, JAMES JAY | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD MANAGER | 5250338 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
