Ray Edward Walker
Professional Summary
Ray Edward Walker is a registered financial advisor currently at SIGNAL SECURITIES, INC. located in Fort Worth, Texas. Ray is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1974. Ray has worked at 7 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
52 years in the financial services industry
Current & Past Employments
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Current Firm
SIGNAL SECURITIES, INC.
Contact Information
Main Address
700 Throckmorton Street, Fort Worth, TX 76102Mailing Address
700 Throckmorton Street, Fort Worth, TX 76102-5036Phone Number
(817) 877-4256Established
Texas since 09/24/1984Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
35SEC notice filing (15 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
FINRA licenses (45 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
1,920AUM (Assets Under Management)
$679,084,856Disclosures
Regulatory Event
3Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
SIGNAL SECURITIES, INC.
State Registrations and Notice Filings
(10/20/2016)
(10/20/2016)
(7/16/2014)
(7/11/2007)
(3/6/2017)
(11/19/2025)
(9/4/1991)
(9/4/1991)
(11/19/2025)
(11/24/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Jun 1974SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Ray Edward Walker's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ray Edward Walker's CRS (Customer Relationship Summary).
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