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Todd Michael Brady

CIMA®
JEFFERIES
Philadelphia, PA
·CRD# 4570692·24 years experience

Professional Summary

Todd Michael Brady, CIMA®, who also goes by Todd Brady, Brady, is a registered financial advisor currently at JEFFERIES LLC located in Philadelphia, Pennsylvania. Todd is registered as a RR (Registered Representative) and started their career in finance in 2002. Todd has worked at 11 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Todd Brady, Brady

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CIMA®
Certified Investment Management Analyst

Years of Experience

24 years in the financial services industry

Current & Past Employments

JEFFERIES LLC·CRD# 2347
BD
1900 Market Street 8th Floor Suite #230, Philadelphia, PA, 19103
October 17, 2025 - Present
NUVEEN ASSET MANAGEMENT, LLC·CRD# 155584
RIA
Phoenixville, PA
June 5, 2020 - September 3, 2025
NUVEEN SECURITIES, LLC·CRD# 469
BD
Chicago, IL
May 29, 2020 - September 3, 2025
ALLSPRING FUNDS MANAGEMENT, LLC·CRD# 110841
RIA
Pheonixville, PA
December 14, 2017 - January 22, 2020
ALLSPRING FUNDS DISTRIBUTOR, LLC·CRD# 133366
BD
Charlotte, NC
October 6, 2017 - January 22, 2020
CNL SECURITIES CORP.·CRD# 10356
BD
Orlando, FL
November 19, 2015 - October 3, 2017
IRONVIEW CAPITAL MANAGEMENT, LLC·CRD# 150250
RIA
Blue Bell, PA
October 28, 2014 - October 27, 2015
BNY MELLON ADVISORS, INC.·CRD# 106108
RIA
King Of Prussia, PA
July 13, 2010 - September 15, 2014
BNY MELLON MANAGED INVESTMENTS, INC.·CRD# 107938
RIA
King Of Prussia, PA
February 1, 2007 - December 31, 2010
BNY MELLON ADVISORS, INC.·CRD# 106108
RIA
Malvern, PA
July 27, 2004 - August 18, 2006
PERSHING LLC·CRD# 7560
BD
Malvern, PA
July 27, 2004 - August 18, 2006
EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
Bala Cynwyd, PA
September 10, 2002 - March 24, 2004
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
August 20, 2002 - March 24, 2004

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Current Firm

JL
JEFFERIES LLC

JEFFERIES & COMPANY, INC. | JEFFERIES LLC

CRD#: 2347 / SEC#: 8-15074
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

520 Madison Avenue, New York, NY 10022

Mailing Address

520 Madison Avenue 16th Floor, New York, NY 10022

Phone Number

(212) 284-2300

Established

Delaware since 03/01/2013

Firm Type

Limited Liability Company

Fiscal Year End

November

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JEFFERIES FINANCIAL GROUP INCDIRECT OWNER—
CAGNO, MARK LAWRENCEGLOBAL CONTROLLER, MANAGING DIRECTOR2510148
FISCELLA, MICHAEL EUGENEGLOBAL HEAD OF OPERATIONS, MANAGING DIRECTOR2490187
FORLENZA, PETER CHARLESGLOBAL HEAD OF EQUITIES, MANAGING DIRECTOR2366985
FRIEDMAN, BRIAN PAULDIRECTOR AND CHAIRMAN, EXECUTIVE COMMITTEE1298550
HANDLER, RICHARD BRIANCHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR1563245
LARSON, MATTHEW SCOTTEXECUTIVE VICE PRESIDENT AND CFO/ PRINCIPAL FINANCIAL OFFICER2605152
SCORAN, LAURI ACHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR2060170
SHARP, MICHAEL JAMESGENERAL COUNSEL, SECRETARY, EXECUTIVE VICE PRESIDENT1013864
STACCONI, JOHN FRANCOTREASURER1814227

Disclosures

Regulatory Event

134

Arbitration

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(10/17/2025)
RR
Pennsylvania
(10/17/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2015About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Sep 2002About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2015About the Series 7 exam
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CRS (Client Relationship Summary) - BD

Click below to view Todd Michael Brady's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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