Todd M. Brady
Professional summary
Todd Michael Brady, CIMA®, who also goes by Todd Brady, Brady, is a registered financial professional currently at JEFFERIES LLC located in Philadelphia, Pennsylvania.
Todd is registered as a RR (Registered Representative) and started their career in finance in 2002. Todd has worked at 11 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Todd Michael Brady's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2025 - Present
JEFFERIES LLC
Office #1: 1900 Market Street 8th Floor Suite #230, Philadelphia, PA, 19103June 5, 2020 - September 3, 2025
NUVEEN ASSET MANAGEMENT, LLC
May 29, 2020 - September 3, 2025
NUVEEN SECURITIES, LLC
December 14, 2017 - January 22, 2020
ALLSPRING FUNDS MANAGEMENT, LLC
October 6, 2017 - January 22, 2020
ALLSPRING FUNDS DISTRIBUTOR, LLC
November 19, 2015 - October 3, 2017
CNL SECURITIES CORP.
October 28, 2014 - October 27, 2015
IRONVIEW CAPITAL MANAGEMENT, LLC
July 13, 2010 - September 15, 2014
BNY ADVISORS
February 1, 2007 - December 31, 2010
BNY MELLON MANAGED INVESTMENTS, INC.
July 27, 2004 - August 18, 2006
BNY ADVISORS
July 27, 2004 - August 18, 2006
PERSHING LLC
September 10, 2002 - March 24, 2004
EQUITABLE ADVISORS, LLC
August 20, 2002 - March 24, 2004
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/17/2025)
(10/17/2025)
Exams
24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
JEFFERIES LLC
CRD#: 2347 / SEC#: , 8-15074
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JEFFERIES FINANCIAL GROUP INC | DIRECT OWNER | |
| CAGNO, MARK LAWRENCE | GLOBAL CONTROLLER, MANAGING DIRECTOR | 2510148 |
| FISCELLA, MICHAEL EUGENE | GLOBAL HEAD OF OPERATIONS, MANAGING DIRECTOR | 2490187 |
| FORLENZA, PETER CHARLES | GLOBAL HEAD OF EQUITIES, MANAGING DIRECTOR | 2366985 |
| FRIEDMAN, BRIAN PAUL | DIRECTOR AND CHAIRMAN, EXECUTIVE COMMITTEE | 1298550 |
| HANDLER, RICHARD BRIAN | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1563245 |
| LARSON, MATTHEW SCOTT | EXECUTIVE VICE PRESIDENT AND CFO/ PRINCIPAL FINANCIAL OFFICER | 2605152 |
| SCORAN, LAURI A | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | 2060170 |
| SHARP, MICHAEL JAMES | GENERAL COUNSEL, SECRETARY, EXECUTIVE VICE PRESIDENT | 1013864 |
| STACCONI, JOHN FRANCO | TREASURER | 1814227 |
Disclosures
| Regulatory Event | 133 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
