Thomas M. Frederick
Professional summary
Thomas Michael Frederick, who also goes by Michael Frederick, Mike Frederick, T M Frederick, T Michael Frederick, T Frederick, Thomas M. Frederick, is a registered financial advisor currently at SEI INVESTMENTS MANAGEMENT CORP located in Oaks, Pennsylvania.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Thomas has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Michael Frederick's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2016 - Present
SEI INVESTMENTS MANAGEMENT CORP
Office #1: One Freedom Valley Drive, Oaks, PA 19456October 16, 2002 - January 29, 2003
MORGAN STANLEY & CO. LLC
Primary Firm SEC Registration
SEI INVESTMENTS MANAGEMENT CORP
CRD#: 105146 / SEC#: 801-24593
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/25/2016)
(4/25/2016)
(5/9/2016)
(5/6/2016)
(5/11/2016)
(4/25/2016)
(2/9/2018)
(4/25/2016)
(5/2/2016)
(2/9/2018)
(4/25/2016)
(4/29/2016)
(9/28/2022)
(4/25/2016)
(4/25/2016)
(4/25/2016)
(2/9/2018)
(4/25/2016)
Exams
Current Firm
SEI INVESTMENTS MANAGEMENT CORP
CRD#: 105146 / SEC#: 801-24593
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 99,603 |
| AUM (Assets Under Management) | $ 198,143,431,156 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 01/27/2025 | ||
| 10/25/2023 | ||
| 01/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
