Robert N. Rubin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Neil Rubin was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2002. Robert had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2020 - May 13, 2024
BOUSTEAD SECURITIES, LLC
July 26, 2013 - January 24, 2019
RISEVEST FINANCIAL SECURITIES LIMITED
October 15, 2010 - June 26, 2013
BURCH & COMPANY, INC
November 16, 2006 - December 1, 2008
NC SECURITIES, LLC
August 12, 2002 - November 4, 2005
ARONSON CAPITAL ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
BOUSTEAD SECURITIES, LLC
CRD#: 141391 / SEC#: , 8-67384
Contact information
FINRA licenses (47 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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