BK
Brett D. Keller
VALLEY FORGE INVESTMENT CONSULTANTS
Audubon, PA 19403
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CRD#: 4558251
BK
Professional summary
Brett David Keller is a registered financial advisor currently at VALLEY FORGE INVESTMENT CONSULTANTS, INC. located in Audubon, Pennsylvania and M HOLDINGS SECURITIES, INC. located in Audubon, Pennsylvania.
Brett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Brett has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Investment Adviser Representative of Valley Forge Investment Consultants, Inc.; 07/2002; Investment Related; 2500 Monroe Blvd., Suite 100, Audubon, PA 19403; 35 hours/week during business hours. (2) Registered Representative of M Holdings Securities, Inc.; Investment Related, which includes fundraising for Valley Forge private funds; Main office address:1125 N.W. Couch Street, Suite 900, Portland, OR 97209; Branch office address: 2500 Monroe Blvd., Suite 100, Audubon, PA 19403; 5 hours/week during business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Brett David Keller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 1994 - Present
VALLEY FORGE INVESTMENT CONSULTANTS, INC.
Office #1: 2500 Monroe Blvd. Suite 100, Audubon, PA 19403RIA
CRD#: 123898
Audubon, PA
Current
June 28, 2013 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 2500 Monroe Blvd. Ste. 100, Audubon, PA 19403RIA
BD
CRD#: 43285
Audubon, PA
Past
July 30, 2002 - June 28, 2013
VFIC SECURITIES, INC.
BD
CRD#: 103160
KING OF PRUSSIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALLEY FORGE INVESTMENT CONSULTANTS, INC.
PENN LIBERTY BANK | VALLEY FORGE INVESTMENT CONSULTANTS, INC. | VALLEY FORGE FINANCIAL GROUP
CRD#: 123898 / SEC#: 801-107519
RIA
Registered Investment Advisory firm - (3/30/2016 Approved)Pennsylvania
Registered Investment Advisory firm - (4/22/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/25/2025)
RR
Maine(5/8/2014)
RR
New Jersey(6/28/2013)
RR
Ohio(6/28/2013)
IAR
Pennsylvania(5/23/1994)
RR
Pennsylvania(6/28/2013)
RR
Washington(5/8/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALLEY FORGE INVESTMENT CONSULTANTS, INC.
PENN LIBERTY BANK | VALLEY FORGE INVESTMENT CONSULTANTS, INC. | VALLEY FORGE FINANCIAL GROUP
CRD#: 123898 / SEC#: 801-107519
RIA
Registered Investment Advisory firm - (3/30/2016 Approved)Pennsylvania
Registered Investment Advisory firm - (4/22/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2500 Monroe Blvd. Suite 100, Audubon, PA 19403
Mailing Address
Phone number
(610) 783-6650
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,111 |
| AUM (Assets Under Management) | $ 2,838,109,788 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
