Harsh K. Shroff
Professional summary
Harsh Kumudchandra Shroff is a registered financial professional currently at JUMP TRADING, LLC located in Chicago, Illinois.
Harsh is registered as a RR (Registered Representative) and started their career in finance in 2002. Harsh has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Harsh Kumudchandra Shroff's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 3, 2008 - Present
JUMP TRADING, LLC
Office #1: 600 West Chicago Avenue, Suite 600, Chicago, IL 60654November 7, 2007 - October 13, 2008
GRADIENT TRADING LLC
September 17, 2002 - March 23, 2004
SLK-HULL DERIVATIVES LLC
August 29, 2002 - October 20, 2004
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/4/2002
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
JUMP TRADING, LLC
CRD#: 106124 / SEC#: , 8-52989
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
Red Flags
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