Jeffrey R. Walker

THRIVE CAPITAL MANAGEMENT

Fort Washington, PA 19034

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CRD#: 4556832

Professional summary

Jeffrey Richard Walker is a registered financial advisor currently at THRIVE CAPITAL MANAGEMENT, LLC located in Fort Washington, Pennsylvania.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jeffrey has worked at 10 firms and has passed the Series 66, SIE, Series 7, Series 10, Series 9, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Richard Walker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 26, 2019 - Present

THRIVE CAPITAL MANAGEMENT, LLC

Office #1: 500 W Office Center Drive Suite 300, Fort Washington, PA 19034

RIA

CRD#: 281347

Fort Washington, PA

Past

June 29, 2016 - July 16, 2018

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

PHILADELPHIA, PA

Past

June 29, 2016 - July 16, 2018

CITIZENS SECURITIES, INC.

CRD#: 39550

PHILADELPHIA, PA

Past

January 4, 2016 - June 28, 2016

CREATIVEONE SECURITIES, LLC

RIA

CRD#: 152974

Yardley, PA

Past

January 4, 2016 - June 28, 2016

CREATIVEONE SECURITIES, LLC

CRD#: 152974

Yardley, PA

Past

April 22, 2015 - December 31, 2015

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

MARLTON, NJ

Past

August 7, 2012 - March 30, 2015

BRIDGE WEALTH ADVISORS

RIA

CRD#: 164465

MOUNT LAUREL, NJ

Past

March 4, 2011 - January 29, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

MARLTON, NJ

Past

February 25, 2011 - January 29, 2016

LPL FINANCIAL LLC

CRD#: 6413

MARLTON, NJ

Past

May 8, 2007 - February 28, 2011

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

LANGHORNE, PA

Past

May 8, 2007 - February 28, 2011

SECURITIES AMERICA, INC.

CRD#: 10205

LANGHORNE, PA

Past

July 21, 2003 - May 10, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CAMP HILL, PA

Past

August 21, 2002 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 21, 2002 - May 10, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CAMP HILL, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THRIVE CAPITAL MANAGEMENT, LLC

OPTIMAL WEALTH SERVICES | THRIVE CAPITAL MANAGEMENT, LLC

CRD#: 281347 / SEC#: 801-119936

RIA

Registered Investment Advisory firm - (12/7/2020 Approved)

Florida

Registered Investment Advisory firm - (12/10/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (12/31/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/11/2020 Terminated)

Texas

Registered Investment Advisory firm - (12/10/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/14/2019)

IAR

Pennsylvania
(7/26/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/18/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/16/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/7/2008

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/6/2007

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 51

Date: 1/24/2005

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/10/2005

General Securities Principal Examination

Current Firm

THRIVE CAPITAL MANAGEMENT, LLC

OPTIMAL WEALTH SERVICES | THRIVE CAPITAL MANAGEMENT, LLC

CRD#: 281347 / SEC#: 801-119936

RIA

Registered Investment Advisory firm - (12/7/2020 Approved)

Florida

Registered Investment Advisory firm - (12/10/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (12/31/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/11/2020 Terminated)

Texas

Registered Investment Advisory firm - (12/10/2020 Terminated)

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Contact information

Main Address

500 W Office Center Drive Suite 300, Fort Washington, PA 19034

Mailing Address

Phone number

(800) 516-5861

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	2,494
AUM (Assets Under Management)	$ 397,680,145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey R. Walker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Richard Walker's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

CREATIVEONE SECURITIES, LLC

CREATIVEONE SECURITIES, LLC

INDEPENDENT FINANCIAL PARTNERS

BRIDGE WEALTH ADVISORS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

THRIVE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/18/2002

SIE

Date: 7/16/2018

Series 7

Date: 8/20/2002

Series 10

Date: 3/7/2008

Series 9

Date: 10/6/2007

Series 51

Date: 1/24/2005

Series 24

Date: 1/10/2005

Current Firm

THRIVE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THRIVE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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