SP
Sharalee E. Pederson
SUMMIT GLOBAL INVESTMENTS
Gunnison, CO 81230
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CRD#: 4555843
SP
Professional summary
Sharalee Elizabeth Pederson, who also goes by Sharalee Elizabeth Conway, Sharalee Pederson, is a registered financial advisor currently at SUMMIT GLOBAL INVESTMENTS, LLC located in Gunnison, Colorado and EQUITY SERVICES, INC. located in Gunnison, Colorado.
Sharalee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Sharalee has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sharalee Elizabeth Conway | Sharalee Pederson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) VELOCITY PROPERTY, LLC - OWNER/PARTNER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - GUNNISON, CO - SINCE 03/2005 - INVESTMENT RELATED. DURING TRADE HRS. 2.) PEDERSON ENTERPRISES, INC. - OFFICE/OWNER - FLOW-THROUGH ENTITY FOR TAX PURPOSES - GUNNISON, CO - SINCE 01/2011 - NOT INVESTMENT RELATED. NOT DURING TRADE HRS. 3.) GUNNISON VILLAGE PROPERTY, LLC - OWNER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - GUNNISON, CO - SINCE 12/2020 - INVESTMENT RELATED. DURING TRADE HRS. 4.) THE MOMCO GUNNISON. GUNNISON CO. NOT INV REL. SEPT 2019. NONPROFIT DEDICTAED TO CONNECTING AND EMPOWERING MOMS THROUGH COMMUNITY. EVENT PLANNER AND MENTOR. NOT DURING TRADE HRS. 5.) ALIGNMENT BUSINESS CONSULTING, LLC - OWNER/CPA - CONSULTING SERVICES - GUNNISON, CO - SINCE 04/2019 - NOT INVESTMENT RELATED. DURING TRADE HRS. 6.) COLORADO F & P, LLC - Manager, OWNER, BOOKKEEPER, LEASING COORDINATOR - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - GUNNISON, CO - SINCE 01/2000 - INVESTMENT RELATED. DURING TRADE HRS. 7.) SUMMIT GLOBAL PRIVATE WEALTH - FINANCIAL ADVISOR/PARTNER/ASSOCIATE - DBA NAME FOR MARKETING PURPOSES ONLY - GUNNISON, CO - SINCE 12/2023 - INVESTMENT RELATED. DURING TRADE HRS. 8.) SHARALEE PEDERSON - LIFE INSURANCE AGENT - NON-VARIABLE INSURANCE - GUNNISON, CO - SINCE 11/2002 - INVESTMENT RELATED. DURING TRADE HRS. 9.) SUMMIT GLOBAL INVESTMENTS LLC - INVESTMENT ADVISOR REPRESENTATIVE - REGISTERED INVESTMENT ADVISOR - GUNNISON, CO - SINCE 11/2023 - INVESTMENT RELATED. DURING TRADE HRS.
CRS (Client Relationship Summary) - RIA
Click below to view Sharalee Elizabeth Pederson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 25, 2023 - Present
SUMMIT GLOBAL INVESTMENTS, LLC
Office #1: 100 East Gothic Avenue, Gunnison, CO 81230RIA
CRD#: 157091
Gunnison, CO
Current
September 8, 2025 - Present
EQUITY SERVICES, INC.
Office #1: 100 E Gothic Suite 2, Gunnison, CO 81230RIA
BD
CRD#: 265
GUNNISON, CO
Past
December 12, 2023 - September 22, 2025
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
GUNNISON, CO
Past
September 26, 2023 - November 7, 2023
VERITY INVESTMENTS, INC.
BD
CRD#: 41527
GUNNISON, CO
Past
March 2, 2018 - August 28, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
GUNNISON, CO
Past
January 4, 2013 - August 28, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
GUNNISON, CO
Past
September 26, 2002 - February 2, 2004
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS
CRD#: 157091 / SEC#: 801-76631
RIA
Registered Investment Advisory firm - (5/10/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/8/2025)
RR
California(9/8/2025)
IAR
Colorado(8/25/2023)
RR
Colorado(9/8/2025)
RR
Ohio(9/8/2025)
RR
Wisconsin(9/8/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS
CRD#: 157091 / SEC#: 801-76631
RIA
Registered Investment Advisory firm - (5/10/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
620 South Main Street, Bountiful, UT 84010
Mailing Address
620 South Main Street, Bountiful, UT 84010
Phone number
(888) 251-4847
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,923 |
| AUM (Assets Under Management) | $ 1,921,141,101 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SUMMIT GLOBAL INVESTMENTS, LLC
CRD#: 157091Gunnison, CO 81230TRUST BUT VERIFY
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