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Roland Conybeare

CRD# 4555764·Registered 2002 - 2025
Previously Registered: Being a previously registered professional could mean that Roland is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Roland Conybeare was a registered financial advisor. Roland was a previously registered financial professional and started their career in finance 2002 - 2025. Roland had worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 44, Series 3, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

OPTIVER US LLC·CRD# 128030
BD
Chicago, IL
January 7, 2025 - September 2, 2025
CTC, LLC·CRD# 44597
BD
Chicago, IL
November 11, 2022 - June 21, 2023
TWO SIGMA SECURITIES, LLC·CRD# 148960
BD
New York, NY
November 4, 2015 - April 7, 2022
VIRTU AMERICAS LLC·CRD# 149823
BD
Jersey City, NJ
July 2, 2012 - July 8, 2015
KNIGHT CAPITAL AMERICAS, L.P.·CRD# 38599
BD
Jersey City, NJ
July 22, 2009 - July 2, 2012
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
December 9, 2002 - July 15, 2009

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Current Firm

OU
OPTIVER US LLC

OPTIVER US LLC | OPTIVER US, LLC

CRD#: 128030 / SEC#: 8-66083
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

130 E. Randolph Street Suite 800, Chicago, IL 60601

Mailing Address

130 E. Randolph Street Suite 800, Chicago, IL 60601

Phone Number

(312) 821-9500

Established

Illinois since 08/05/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

Documents

Direct owners and executive officers

NamePositionCRD#
OPTIVER PARTNERSHIP US LPPARENT COMPANY—
BRINKHUIS, RUTGER HENDRIKCHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR - US6753961
DEATON, MICHAEL WILLIAMCHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER / FINOP / PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER2964800
ITKIN, ALEXANDER SAMUELCHIEF TECHNOLOGY OFFICER; MANAGER OF OPTIVER PARTNERSHIP US LP5967037

Disclosures

Regulatory Event

10

Civil Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2003About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 44 — PCX Market Maker Exam

Passed Jul 2005

Series 3 — National Commodity Futures Examination

Passed Jul 2004About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2003

Series 7 — General Securities Representative Examination

Passed Dec 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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