Avi J. Rutstein

CMG CAPITAL MANAGEMENT GROUP

MALVERN, PA 19355

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CRD#: 4552625

Professional summary

Avi Jonathan Rutstein is a registered financial advisor currently at CMG CAPITAL MANAGEMENT GROUP, INC. located in Malvern, Pennsylvania and METRIC FINANCIAL, LLC located in Malvern, Pennsylvania.

Avi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Avi has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CMG Insurance Solutions; investment related; Malvern, PA; Insurance Agency which will have licensed agents selling Life Insurance (Whole Life/Term) and Annuities (Fixed Indexed Annuities only); Officer/Partner; 02/2021; 20 hrs/mo; 10 hrs/mo during trading hrs; Selling insurance products to individual investors. Overseeing management and growth of company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Avi Jonathan Rutstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2007 - Present

CMG CAPITAL MANAGEMENT GROUP, INC.

Office #1: 75 Valley Stream Parkway Suite 201, Malvern, PA 19355

RIA

CRD#: 110750

MALVERN, PA

Current

February 6, 2024 - Present

METRIC FINANCIAL, LLC

Office #1: 75 Valley Stream Parkway Suite 201, Malvern, PA 19355

CRD#: 33324

Malvern, PA

Past

December 3, 2021 - February 5, 2024

INTEGRAL WEALTH SECURITIES LLC

CRD#: 36143

NEW YORK, NY

Past

September 4, 2006 - December 18, 2009

CMG INVESTMENT ADVISORS,LLC

RIA

CRD#: 131567

RADNOR, PA

Past

July 24, 2003 - December 31, 2003

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

July 24, 2003 - December 31, 2003

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

June 25, 2002 - September 6, 2002

BROADWAY TRADING, LLC

CRD#: 42429

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CMG CAPITAL MANAGEMENT GROUP, INC.

CAPITAL GROWTH MANAGEMENT, INC. | CMG CAPITAL MANAGEMENT GROUP, INC.

CRD#: 110750 / SEC#: 801-43455

RIA

Registered Investment Advisory firm - (3/4/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/18/2024)

California
(3/1/2024)

Florida
(1/2/2025)

Georgia
(2/12/2024)

Louisiana
(3/1/2024)

Maryland
(9/29/2025)

Michigan
(2/19/2024)

Minnesota
(8/15/2024)

New Jersey
(1/2/2025)

Oregon
(8/13/2024)

IAR

Pennsylvania
(3/5/2007)

Pennsylvania
(2/6/2024)

South Carolina
(2/12/2024)

IAR

Texas
(10/22/2025)

Washington
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/21/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/1/2006

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/3/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/30/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CMG CAPITAL MANAGEMENT GROUP, INC.

CAPITAL GROWTH MANAGEMENT, INC. | CMG CAPITAL MANAGEMENT GROUP, INC.

CRD#: 110750 / SEC#: 801-43455

RIA

Registered Investment Advisory firm - (3/4/1993 Approved)

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Contact information

Main Address

75 Valley Stream Parkway Suite 201, Malvern, PA 19355

Mailing Address

Phone number

(610) 989-9090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,002
AUM (Assets Under Management)	$ 251,141,242

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Avi J. Rutstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Avi Jonathan Rutstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

METRIC FINANCIAL, LLC

INTEGRAL WEALTH SECURITIES LLC

CMG INVESTMENT ADVISORS,LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

BROADWAY TRADING, LLC

Primary Firm SEC Registration

CMG CAPITAL MANAGEMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/21/2021

Series 65

Date: 9/1/2006

Series 7TO

Date: 12/3/2021

SIE

Date: 7/30/2021

Series 7

Date: 10/18/2000

FINRA

Current Firm

CMG CAPITAL MANAGEMENT GROUP, INC.

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CMG CAPITAL MANAGEMENT GROUP, INC.

TRUST BUT VERIFY

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