Ramon E. Domenech

UNIVERSAL FINANCIAL SERVICES

Guaynabo, PR 00968

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CRD#: 4552348

Professional summary

Ramon E. Domenech is a registered financial professional currently at UNIVERSAL FINANCIAL SERVICES INC. located in Guaynabo, .

Ramon is registered as a RR (Registered Representative) and started their career in finance in 2002. Ramon has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ramon E. Domenech's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2007 - Present

UNIVERSAL FINANCIAL SERVICES INC.

Office #1: Metro Office Park Street 1 Lot 10 3rd Floor, Guaynabo, PR 00968

RIA

CRD#: 131558

Guaynabo, PR

Past

September 4, 2002 - May 25, 2007

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

CRD#: 13042

SAN JUAN, PR

Past

September 4, 2002 - May 25, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SAN JUAN, PR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNIVERSAL FINANCIAL SERVICES INC.

CRD#: 131558 / SEC#: 801-121280, 8-66481

RIA

Registered Investment Advisory firm - SEC (5/21/2021 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/28/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/5/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

UNIVERSAL FINANCIAL SERVICES INC.

CRD#: 131558 / SEC#: 801-121280, 8-66481

RIA

Registered Investment Advisory firm - SEC (5/21/2021 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

Calle 1 Lote 10 Calle 1 Lote 10, Guaynabo, PR 00968

Mailing Address

Po Box 2171, San Juan, PR 00922-2171

Phone number

(787) 706-7095

Established

Puerto Rico since 03/05/2004

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (1 States and Territories)

FINRA licenses (1 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
UNIVERSAL GROUP, INC	OWNER
BENITEZ-ULMER, JOSE CARLOS	EXECUTIVE REPRESENTATIVE, FINOP	2919918
MARTINEZ-RIVERA, NANCY IVETTE	CHIEF COMPLIANCE OFFICER	4659151
MIRANDA, MONIQUE	DIRECTOR
RAMIREZ BERMUDEZ, OSVALDO	CHIEF RISK OFFICER

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 337,465,712

Red Flags

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Ramon E. Domenech

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ramon E. Domenech's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

UNIVERSAL FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/28/2002

SIE

Date: 10/1/2018

Series 7

Date: 8/5/2002

FINRA

Current Firm

UNIVERSAL FINANCIAL SERVICES INC.

Contact information

SEC notice filing (1 States and Territories)

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

UNIVERSAL FINANCIAL SERVICES INC.

TRUST BUT VERIFY

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