Ramon E. Domenech
Professional Summary
Ramon E. Domenech is a registered financial advisor currently at UNIVERSAL FINANCIAL SERVICES INC. located in Guaynabo, undefined. Ramon is registered as a RR (Registered Representative) and started their career in finance in 2002. Ramon has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
NOOR FINANCIAL SERVICES
CONFIDO CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NYLIFE SECURITIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
NOOR FINANCIAL SERVICES
CONFIDO CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NYLIFE SECURITIES LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
NOOR FINANCIAL SERVICES
CONFIDO CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NYLIFE SECURITIES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
NOOR FINANCIAL SERVICES
CONFIDO CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NYLIFE SECURITIES LLC
Years of Experience
24 years in the financial services industry
Current & Past Employments
Similar Advisors
NOOR FINANCIAL SERVICES
CONFIDO CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NYLIFE SECURITIES LLC
Current Firm
UNIVERSAL FINANCIAL SERVICES INC.
Contact Information
Main Address
Calle 1 Lote 10 Calle 1 Lote 10, Guaynabo, PR 00968Mailing Address
Po Box 2171, San Juan, PR 00922-2171Phone Number
(787) 706-7095Established
Puerto Rico since 03/05/2004Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
3SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
FINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
1AUM (Assets Under Management)
$324,554,949Similar Advisors
NOOR FINANCIAL SERVICES
CONFIDO CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NYLIFE SECURITIES LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
NOOR FINANCIAL SERVICES
CONFIDO CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
UNIVERSAL FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
NOOR FINANCIAL SERVICES
CONFIDO CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NYLIFE SECURITIES LLC
CRS (Client Relationship Summary) - BD
Click below to view Ramon E. Domenech's CRS (Customer Relationship Summary).
Similar Advisors
NOOR FINANCIAL SERVICES
CONFIDO CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NYLIFE SECURITIES LLC
