Jose Carlos Benitez-ulmer
Professional Summary
Jose Carlos Benitez-ulmer, who also goes by Checa Benitez, Jose Carlos Benitez, is a registered financial advisor currently at UNIVERSAL FINANCIAL SERVICES INC. located in Guaynabo, undefined. Jose is registered as a RR (Registered Representative) and started their career in finance in 1997. Jose has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Checa Benitez, Jose Carlos Benitez
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
UNIVERSAL FINANCIAL SERVICES INC.
Contact Information
Main Address
Calle 1 Lote 10 Calle 1 Lote 10, Guaynabo, PR 00968Mailing Address
Po Box 2171, San Juan, PR 00922-2171Phone Number
(787) 706-7095Established
Puerto Rico since 03/05/2004Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
3SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
FINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
1AUM (Assets Under Management)
$324,554,949Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
UNIVERSAL FINANCIAL SERVICES INC.
State Registrations and Notice Filings
(7/13/2005)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1997About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jose Carlos Benitez-ulmer's CRS (Customer Relationship Summary).
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