LT
Lori B. Tuggle
STATE FARM INVESTMENT MANAGEMENT
Bastrop, TX 78602
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CRD#: 4552306
LT
Professional summary
Lori Bolk Tuggle, who also goes by Lori Elizabeth Bolk, Lori Elizabeth Tuggle, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Bastrop, Texas and STATE FARM VP MANAGEMENT CORP. located in Bastrop, Texas.
Lori is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Lori has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lori Elizabeth Bolk | Lori Elizabeth Tuggle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Lori Tuggle's Insurance Agency; Insurance Agency; Investment-related; 815 Highway 71 W Unit D Bastrop, TX 78602-3591; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/1/2002; 80; 80; Service customers and supervise employees. 2) Trinidad Properties, LLC; investment-related; 815 Highway 71 West, Suite D, Bastrop, TX 78602; Investment or Commercial Property; Partner; Partner; 10/1/2009; 2; 0; collect rent and pay bills. 3) Tuggle Landholding Company, LLC; Investment-related; 739 Union Chapel Rd Cedar Creek TX 78612; Investment or Commerical Property; Owner; None; 05/15/2023; 10; 0; Control of the checkbook, LLC to be created with my 3 children in order to begin acquiring real estate for investment purposes. 4) Bastrop Chamber of Commerce Foundation; non-investment-related; 927 Main St Bastrop, TX 78602; Association/Committee/Council; Director; none; 1/1/2024; 3; 2; New foundation being created to assist with workforce development in our community. A chamber task force is being formed to determine the goals and scope of the foundation's efforts. 5) Bastrop Chamber of Commerce; Non-Investment-Related; 927 Main St Bastrop, TX 78602; Association/Committee/Council; Director; None; 01/01/2024; 5; 2; Attend board meeting and luncheon on a monthly basis, as well as any other social or fundraising events as time allows.
CRS (Client Relationship Summary) - RIA
Click below to view Lori Bolk Tuggle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 1, 2019 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 815 Highway 71 W Unit D, Bastrop, TX 78602RIA
CRD#: 3487
Bastrop, TX
Current
June 24, 2002 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 815 Highway 71 W Unit D, Bastrop, TX 78602BD
CRD#: 43036
Bastrop, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(7/15/2002)
IAR
Texas(1/1/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Bastrop, TX 78602TRUST BUT VERIFY
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